DFX Intelligence

O••• I••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

O••• I••••••••• I•••

O••• I•••••••••, INCORPORATED, CRD 133244

CHICAGO, IL

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Search this name across graphsid dfx:ria:1a5d2ca9-6489-48e0-f729-70a2b0d32481

Data as of Jan 20, 2015 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2015 to Jan 20, 2015
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Employees: 1
Advisory employees: 1
Accounts: 0
SEC number: 801-70085

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K••• U•••••• B••••	n/a	CHICAGO, IL	17	23	13	no

Relationships

Registered with (1)

← K••• U•••••• B••••Advisorregistration: previous registration
Jan 12, 2004 to Dec 31, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a5d2ca9-6489-48e0-f729-70a2b0d32481
First observed: Jan 20, 2015
Last observed: Jan 20, 2015 142 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.