DFX Intelligence

K••• U•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor23 years in industry

K••• U•••••• B••••

Advisor at O••• I••••••••• I•••

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2bd8f89-5f96-dc16-f766-84f5d26d00f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: May 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• I••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 13

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• I••••••••• I•••	State registered	Apr 28, 2009	n/a	yes	CHICAGO, IL	Current employment
O••• I••••••••• I•••	State registered	Apr 28, 2009	Dec 31, 2020	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	O••• I••••••••• I•••	Jan 15, 2004	Jan 12, 2004	-3	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ O••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2004 to Dec 31, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 26, 2003 to Jan 15, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2bd8f89-5f96-dc16-f766-84f5d26d00f3
First observed: May 26, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.