DFX Intelligence

E•••••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

E•••••••• E••••••

Advisor at A••••• A•• P••••••• S•••••••

••• Locked

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Search this name across graphsid dfx:ria:1a62f973-35bc-e089-b999-6f18c89485c2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 2, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Feb 1, 2024	n/a	yes	Red Bank, NJ\|PRINCETON, NJ\|Edison, NJ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 2, 2020	Jan 30, 2024	no	WOODBRIDGE, NJ\|PERTH AMBOY, NJ\|FORT MILL, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••• A•• P••••••• S•••••••	Jan 30, 2024	Feb 1, 2024	2	Firm change	Ibd to ibd
S•••••••• S•••••••••	L•• F•••••••• L••	Oct 2, 2020	Oct 2, 2020

Relationships

Registered with (7)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Feb 1, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 2, 2020 to Jan 30, 2024factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Sep 19, 2012 to Oct 2, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jan 30, 2024
Advisor changed firm
E•••••••• E•••••• left L•• F•••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2024-02-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a62f973-35bc-e089-b999-6f18c89485c2
First observed: Jul 2, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.