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Advisor at JANNEY MONTGOMERY SCOTT LLC
Lewes, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Jun 19, 2019 | n/a | yes | Lewes, DE | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 30, 2009 | Jun 20, 2019 | no | REHOBOTH BEACH, DE | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | May 1, 2009 | no | LEWES, DE | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 28, 2001 | Apr 2, 2007 | no | LEWES, DE|LEWES, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | JANNEY MONTGOMERY SCOTT LLC | Jun 20, 2019 | Jun 19, 2019 | -1 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 1, 2009 | Apr 30, 2009 | -1 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:463:DE:2019-06-20 | Jun 20, 2019 | Jun 19, 2019 | REHOBOTH BEACH, DE | Firm change |