DFX Intelligence

P•••• S••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

P•••• S••••• C•••••••

Advisor at B••• O•• C••••••• L••

RANCHO SANTA FE, CA

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Search this name across graphsid dfx:ria:1a77e76f-9d37-6861-d42d-baea1942845c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• O•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• O•• C••••••• L••	Independent wealth	Feb 10, 2022	n/a	yes	RANCHO SANTA FE, CA	Current employment
W••••• A•••••••• P•••••••• L••	Independent wealth	Mar 15, 2019	Feb 4, 2022	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• A•••••••• P•••••••• L••	B••• O•• C••••••• L••	Feb 4, 2022	Feb 10, 2022	6	Firm change	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	W••••• A•••••••• P•••••••• L••	Feb 13, 2019	Mar 15, 2019

Relationships

Registered with (3)

→ B••• O•• C••••••• L••Registered adviserregistration: current employment
Feb 10, 2022 to presentfactForm ADV
→ W••••• A•••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 15, 2019 to Feb 4, 2022factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 7, 2017 to Feb 13, 2019factForm ADV

Dated events

Occurred
Feb 4, 2022
Advisor changed firm
P•••• S••••• C••••••• left W••••• A•••••••• P•••••••• L•• for B••• O•• C••••••• L•• (registered 2022-02-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a77e76f-9d37-6861-d42d-baea1942845c
First observed: Sep 7, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.