DFX Intelligence

W••••• A•••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W••••• A•••••••• P•••••••• L••

CRD 140115

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:1afeb2a1-0b8d-ebb4-95c1-00a5052d888e

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 0
Observed: Mar 29, 2012 to Jun 29, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $316M••• Locked
Discretionary RAUM: $316M
Private client RAUM: $306Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $63.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••• B•••••••• D•••	Certified Financial Planner	SAN DIEGO, CA \| POWAY, CA	19	31	2	no
J••• W••••• P••••	n/a	SAN CLEMENTE, CA \| SAN DIEGO, CA	9	29

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• T•••• B••••••••	Owner	E	yes	04/2003	Mar 29, 2012	Dec 17, 2024
D•••• T•••• B••••••••	Principal	Na	yes	03/2006	Mar 29, 2012	Dec 17, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$316M	$283M	11.6%	$209M	14.8%	6	6	5	0

Relationships

Registered with (9)

← C•••••••• M•••• M•••••••Advisorregistration: current employment
Jun 5, 2023 to presentfactForm ADV
← B••••••• S•••• A•••••••Advisorregistration: current employment
Feb 14, 2023 to presentfactForm ADV
← M•••• S•••••Advisorregistration: current employment
Oct 11, 2022 to presentfactForm ADV
← J••• W••••• P••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 4, 2022
Advisor changed firm
Peter Stuart Campbell left W••••• A•••••••• P•••••••• L•• for Bull Oak Capital, Llc (registered 2022-02-10)
Form ADVobserved 7 days ago
Occurred
Apr 16, 2020
Control person left
Gordon Richard John Tudor (Principal) no longer on Schedule A of W••••• A•••••••• P•••••••• L•• (listed 2020-02-24, absent 2020-04-16)
Form ADVobserved 7 days ago
Occurred
Apr 16, 2020
Control person left
Gordon Rj Tudor (Owner) no longer on Schedule A of W••••• A•••••••• P•••••••• L•• (listed 2020-02-24, absent 2020-04-16)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1afeb2a1-0b8d-ebb4-95c1-00a5052d888e
First observed: Mar 29, 2012
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.