DFX Intelligence

N••• A•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

N••• A•••••• F••••

Advisor at F••••• I•••••••••

PLANO, TX | Boca Raton, FL

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Search this name across graphsid dfx:ria:1a88a270-a5bc-5d3a-bf58-daf4547f3809

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Nov 17, 2025	n/a	yes	Boca Raton, FL\|PLANO, TX	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Mar 11, 2022	Oct 20, 2025	no	Fort Lauderdale, FL\|Boca Raton, FL\|Boca Raton, FL\|Fort Lauderdale, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	F••••• I•••••••••	Oct 20, 2025	Nov 17, 2025	28	Firm change	Ibd to RIA
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Sep 7, 2023	Mar 11, 2022

Relationships

Registered with (5)

→ F••••• I•••••••••Registered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 11, 2022 to Oct 20, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 28, 2016 to Sep 7, 2023factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Oct 20, 2025
Advisor changed firm
N••• A•••••• F•••• left C•••••• S••••• • C••• I••• for F••••• I••••••••• (registered 2025-11-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a88a270-a5bc-5d3a-bf58-daf4547f3809
First observed: Oct 16, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.