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D•••• S• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

D•••• S• W••••••

Advisor at C• W••••• M••••••••• L••

Bend, OR

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Search this name across graphsid dfx:ria:1a8cc7e5-19ce-2d0e-1fff-e903f09be38f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C• W••••• M••••••••• L••	Independent wealth	Jun 4, 2021	n/a	yes	Bend, OR	Current employment
S• A•••••••• L••	Independent wealth	Jan 13, 2021	Jun 2, 2021	no	BENDBEND, OR\|ATLANTA, GA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S• A•••••••• L••	C• W••••• M••••••••• L••	Jun 2, 2021	Jun 4, 2021	2	Firm change	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	S• A•••••••• L••	Dec 26, 2018

Relationships

Registered with (4)

→ C• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 4, 2021 to presentfactForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2021 to Jun 2, 2021factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 5, 2018 to Dec 26, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a8cc7e5-19ce-2d0e-1fff-e903f09be38f
First observed: Mar 18, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.