This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CITIGROUP GLOBAL MARKETS INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 26, 2018

First registration

Oct 31, 2018

Dual registered

yes, broker-dealer

Other names

STEPHANIE ROSE ARNOLD|STEPHANIE ROSE LALLY|STEPHANIE LALLY

IAPD individual key

6473258

• Occurred

  Dec 1, 2022
  Advisor changed firm

  Stephanie Rose Lally left Raymond James Financial Services Advisors, Inc for Citigroup Global Markets Inc. (registered 2024-10-18)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1a8da0f7-4acd-dfd0-d038-1e2e7419fcf4

First observed

Oct 31, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.