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Registered advisor

S•••••••• R••• L••••

C•••••••• G••••• M•••••• I•••BD affiliatedNew York, Ny dual registrantIAPD 6473258

Feed of 09/14/2026

Also filed as S•••••••• R••• Arnold

At current firm

1 y

since Oct 18, 2024

In the industry

11 y

since Mar 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Oct 18, 2024 · Tampa, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jun 3, 2020 to Dec 1, 2022 · Orlando, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Apr 24, 2019 to Mar 27, 2020 · Tampa, Fl
R•••••• J•••• • A••••••••• I••• national BD
Oct 31, 2018 to Apr 8, 2019 · St. Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••• G••••• M•••••• I•••
left Dec 1, 2022, registered Oct 18, 2024 (687 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 8, 2019, registered Apr 24, 2019 (16 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

S•••••••• R••• L•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C•••••••• G••••• M•••••• I••• (registered 2024-10-18)
Dec 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address