DFX Intelligence

S•••• R•••••• N••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

S•••• R•••••• N••••••••

Advisor at A••••• W••••• M•••••••••

ROCHESTER, MI

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Search this name across graphsid dfx:ria:1a9c8802-006f-6199-32e2-afcd69c3efa8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• M•••••••••	State registered	Oct 10, 2025	n/a	yes	ROCHESTER, MI	Current employment
B••• W•••• A•••• M•••••••••	Independent wealth	Mar 19, 2015	Sep 30, 2025	no	GRAND RAPIDS, MI\|Grand Rapids, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• W•••• A•••• M•••••••••	A••••• W••••• M•••••••••	Sep 30, 2025	Oct 10, 2025	10	Firm change	RIA to state RIA
I••••• F•••••••• C•••••••••	B••• W•••• A•••• M•••••••••	Dec 15, 2017	Mar 19, 2015

Relationships

Registered with (3)

→ A••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ B••• W•••• A•••• M•••••••••Registered adviserregistration: previous registration
Mar 19, 2015 to Sep 30, 2025factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Oct 20, 2010 to Dec 15, 2017factForm ADV

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a9c8802-006f-6199-32e2-afcd69c3efa8
First observed: Oct 20, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.