DFX Intelligence

B••• W•••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

B••• W•••• A•••• M•••••••••

B••• W•••• A•••• M•••••••••, LLC, CRD 175362

GRAND RAPIDS, MI

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Data as of Jun 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 10
On other graphs: 0
Observed: Mar 11, 2015 to Jun 3, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $428M••• Locked
Discretionary RAUM: $428M
Private client RAUM: $413Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $61.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• S•• R•••••••	Chartered Financial Consultant	GRAND RAPIDS, MI	11	40	4	yes
D•••• M•••••• T•••••••	n/a	GRAND RAPIDS, MI	11	36

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• J••• W••••••	CHIEF COMPLIANCE OFFICER	Na	yes	05/2015	May 26, 2015	Sep 18, 2024
R•••••••• M•••• S••	MANAGING MEMBER	E	yes	02/2015	Mar 11, 2015	Sep 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••• W•••• G•••• A••••• L••	n/a	n/a	n/a	N	yes	n/a
R••••••• F•••••••• G••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Lansing	Mi	United States	2	yes
GRAND HAVEN	Mi	United States	1	no
GRAND RAPIDS	Mi	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	14.3%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$428M	$387M	10.8%	$297M	13.0%	10	12	2	3

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•• F•••••••• L••	2	Feb 15, 2018	Feb 14, 2018	GRAND RAPIDS, MI	Team lift out	Other	25.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I••••• F•••••••• C•••••••••	2	Feb 14, 2018	Apr 24, 2018	APPLETON, WI	Team lift out	Other	0.4%
C• A••••••• S•••••••	2	Sep 2, 2015	Jul 2, 2015

Relationships

Registered with (13)

← B••••••• H• R•••••••Advisorregistration: current employment
May 14, 2025 to presentfactForm ADV
← N•••••• M• R•••••Advisorregistration: current employment
Jul 25, 2019 to presentfactForm ADV
← B••• S• R•••••••Advisorregistration: current employment
Jan 11, 2019 to presentfactForm ADV
← T••••••• M•••••• T••••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
3 Jun 2026
Ria principal change2 events
B••• W•••• A•••• M•••••••••: ria principal change, 2 events, on 3 Jun 2026
- ••• Locked
- ••• Locked
Occurred
3 Jun 2026
Ria office closed2 events
B••• W•••• A•••• M•••••••••: ria office closed, 2 events, on 3 Jun 2026
- ••• Locked
- ••• Locked
Occurred
30 Sep 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
29 Sep 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
3 Feb 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 11, 2015
Last observed: Jun 3, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.