DFX Intelligence

P••• W•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

P••• W•••••• B••••••

Advisor at C••• L••

OMAHA, NE | HOUSTON, TX

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Search this name across graphsid dfx:ria:1aa2ad38-6763-84a6-f47c-9ab536bf4e51

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 11, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jul 27, 2022	n/a	yes	HOUSTON, TX\|OMAHA, NE	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 18, 2020	Jul 28, 2022	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••• L••	Jul 28, 2022	Jul 27, 2022	-1	Firm change	RIA to ibd
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Feb 12, 2019	Mar 18, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:155344:TX:2022-07-28	Jul 28, 2022	Jul 27, 2022	HOUSTON, TX	Firm change

Relationships

Registered with (7)

→ C••• L••Registered adviserregistration: current employment
Jul 27, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 18, 2020 to Jul 28, 2022factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 8, 2016 to Feb 12, 2019factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jul 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1aa2ad38-6763-84a6-f47c-9ab536bf4e51
First observed: Apr 6, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.