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M•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

M•••••• M••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BELLEVUE, WA | PORTLAND, OR

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Search this name across graphsid dfx:ria:1aaa9790-16f0-dcc5-1781-3b02a73ad8c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 17, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 11, 2018	n/a	yes	PORTLAND, OR\|BELLEVUE, WA	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Feb 3, 2017	Mar 12, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 12, 2018	Feb 11, 2018	-29	Firm change	Other
O••••••••• • C•• I•••	S•••••• W••••• P•••••••• L••	Feb 15, 2017

Relationships

Registered with (5)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 17, 1998 to Mar 2, 2004factForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 3, 2017 to Mar 12, 2018factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Jan 16, 2007 to Feb 15, 2017factForm ADV
→ K•• I••••••••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1aaa9790-16f0-dcc5-1781-3b02a73ad8c0
First observed: Nov 17, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.