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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 6, 2022 | n/a | yes | SAN DIEGO, CA|Las Vegas, NV | Current employment |
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 30, 2016 | Jul 25, 2022 | no | LAS VEGAS, NV | Previous registration |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Dec 2, 2015 | Nov 30, 2016 | no | LAS VEGAS, NV|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jul 22, 2011 | Dec 15, 2015 | no | LAS VEGAS, NV | Previous registration |
| EDWARD JONES | National bd RIA | Feb 9, 2007 | Oct 15, 2009 | no | MONROE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | LPL FINANCIAL LLC | Jul 25, 2022 | Jul 6, 2022 | -19 | Firm change | RIA to RIA |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Dec 15, 2015 | Dec 2, 2015 | -13 | Firm change | Other |
| EDWARD JONES | THE MUTUAL FUND STORE | Oct 15, 2009 | Jul 22, 2011 | 645 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 128024:109238:NV:2015-12-15 | Dec 15, 2015 | Dec 2, 2015 | LAS VEGAS, NV | Firm change |