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Advisor at KEY INVESTMENT SERVICES LLC
Glen Ellyn, IL | BROOKLYN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Dec 15, 2021 | n/a | yes | BROOKLYN, OH|BROOKLYN, OH|Glen Ellyn, IL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | May 4, 2021 | no | WHEATON, IL|YORKTOWN, IN|ELKHART, IN|NAPPANEE, IN|COLUMBIA CITY, IN|RICHMOND, IN|FORT WAYNE, IN|RICHMOND, IN|SOUTH BEND, IN|FORT WAYNE, IN|MUNCIE, IN|MUNCIE, IN|FORT WAYNE, IN|RICHMOND, IN|ELKHART, IN|ELKHART, IN|MISHAWAKA, IN|FORT WAYNE, IN|FORT WAYNE, IN|FORT WAYNE, IN|ELKHART, IN|FORT WAYNE, IN|FORT WAYNE, IN|NEW HAVEN, IN|ELKHART, IN|MUNCIE, IN|FORT WAYNE, IN|MUNCIE, IN|RICHMOND, IN|FORT WAYNE, IN|SOUTH BEND, IN|GOSHEN, IN|FORT WAYNE, IN|KENDALLVILLE, IN|GOSHEN, IN|GOSHEN, IN|FORT WAYNE, IN|FORT WAYNE, IN|MUNCIE, IN|ANTIGO, WI|APPLETON, WI|APPLETON, WI|APPLETON, WI|APPLETON, WI|WAUPACA, WI|LARSEN, WI|APPLETON, WI|NEENAH, WI|FOND DU LAC, WI|FOND DU LAC, WI|GREEN BAY, WI|GREEN BAY, WI|NEW FRANKEN, WI|DE PERE, WI|SEYMOUR, WI|FREEDOM, WI|GREEN BAY, WI|GREEN BAY, WI|GERMANTOWN, WI|BUTLER, WI|FOX POINT, WI|MILWAUKEE, WI|MILWAUKEE, WI|MILWAUKEE, WI|FRANKLIN, WI|MILWAUKEE, WI|MILWAUKEE, WI|Saint Francis, WI|MILWAUKEE, WI|OSHKOSH, WI|OSHKOSH, WI|STEVENS POINT, WI|WEST BEND, WI|WEST BEND, WI|MEQUON, WI|WALES, WI|WHEATON, IL|ELKHART, IN|BRISTOL, IN|ELKHART, IN|MUNCIE, IN|MUNCIE, IN|RICHMOND, IN|MISHAWAKA, IN|RICHMOND, IN|COLUMBIA CITY, IN|ELKHART, IN|FORT WAYNE, IN|SOUTH BEND, IN|KENDALLVILLE, IN|FORT WAYNE, IN|FORT WAYNE, IN|RICHMOND, IN|SOUTH BEND, IN|FORT WAYNE, IN|YORKTOWN, IN|FORT WAYNE, IN|BRISTOL, IN|RICHMOND, IN|MUNCIE, IN|FORT WAYNE, IN|FORT WAYNE, IN|FORT WAYNE, IN|GOSHEN, IN|GOSHEN, IN|ELKHART, IN|FORT WAYNE, IN|FORT WAYNE, IN|GOSHEN, IN|ELKHART, IN|ELKHART, IN|NAPPANEE, IN|NEW HAVEN, IN|MUNCIE, IN|ELKHART, IN|FORT WAYNE, IN|MUNCIE, IN|FORT WAYNE, IN|FORT WAYNE, IN|BEAVER DAM, WI|BROOKFIELD, WI|MADISON, WI|DELAFIELD, WI|EAGLE, WI|Madison, WI|WAUKESHA, WI|JANESVILLE, WI|EDGERTON, WI|BROOKFIELD, WI|WAUKESHA, WI|MILWAUKEE, WI|JANESVILLE, WI|JANESVILLE, WI|MILWAUKEE, WI|MADISON, WI|Monona, WI|MILWAUKEE, WI|MUSKEGO, WI|NEW BERLIN, WI|New Berlin, WI|OCONOMOWOC, WI|PEWAUKEE, WI|MADISON, WI|WALES, WI|WATERTOWN, WI|WAUKESHA, WI|WAUWATOSA, WI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Oct 1, 2012 | no | WHEATON, IL|NEW YORK, NY|ELMHURST, NY|ROCKAWAY PARK, NY|WOODSIDE, NY|LAKE RONKONKOMA, NY|NEW YORK, NY|WAYNE, NJ|CHICAGO, IL|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|WAYNE, NJ|ISLIP, NY|WEST ISLIP, NY|BOHEMIA, NY|HAMPTON BAYS, NY|SAYVILLE, NY|YAPHANK, NY|BOHEMIA, NY|SOUTHHAMPTON, NY|NORTH PATCHOGUE, NY|CENTER MORICHES, NY|WEST SAYVILLE, NY|BELLPORT, NY|RIVERHEAD, NY|PATCHOGUE, NY|OAKDALE, NY|MEDFORD, NY|RIVERHEAD, NY|WEST HAMPTON BEACH, NY|RIVERHEAD, NY|BAYPORT, NY|PATCHOGUE, NY|WEST BABYLON, NY|BAYSHORE, NY|GREENPORT, NY|EAST HAMPTON, NY|MONTAUK, NY|BAY SHORE, NY|RONKONKOMA, NY|BRIGHTWATERS, NY|SHELTER ISLAND, NY|HOLBROOK, NY|BOHEMIA, NY|SHIRLEY, NY|CENTER MORICHES, NY|ISLIP, NY|NEW YORK, NY|NEW YORK, NY|MELVILLE, NY|NEW YORK, NY|CENTER MORICHES, NY|BAYSHORE, NY|RONKONKOMA, NY|EAST HAMPTON, NY|NEW YORK, NY|RIDGEWOOD, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|FOREST HILLS, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|MASPETH, NY|QUEENS, NY|JACKSON HEIGHTS, NY|JACKSON HEIGHTS, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|FOREST HILLS, NY|GLEN OAKS, NY|REGO PARK, NY|ASTORIA, NY|BROOKLYN, NY|MIDDLE VILLAGE, NY|BROOKLYN, NY|GLENDALE, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|JAMAICA, NY|BROOKLYN, NY|BROOKLYN, NY|RICHMOND HILL, NY|LAURELTON, NY|WOODHAVEN, NY|RIDGEWOOD, NY|KEW GARDENS, NY|SOUTH RICHMOND HILL, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|ASTORIA, NY|FAR ROCKAWAY, NY|LONG ISLAND CITY, NY|LONG ISLAND CITY, NY|BROOKLYN, NY|JAMAICA, NY|BROOKLYN, NY|CORONA, NY|JAMAICA ESTATES, NY|QUEENS VILLAGE, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|OZONE PARK, NY|FOREST HILLS, NY|ASTORIA, NY|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|PARK FOREST, IL|CHICAGO, IL|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|BRONX, NY|NEW YORK, NY|CRANFORD, NJ|NEW YORK, NY|NEW YORK, NY|WEST BABYLON, NY|NEW YORK CITY, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|BABYLON, NY|LINDENHURST, NY|DEER PARK, NY|WYANDANCH, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|SOUTHHAMPTON, NY|RIVERHEAD, NY|NEW YORK, NY|NEW YORK, NY|BRENTWOOD, NY|NORTH PATCHOGUE, NY|QUEENS, NY|QUEENS VILLAGE, NY|WOODSIDE, NY|FOREST HILLS, NY|ELMHURST, NY|MASPETH, NY|CORONA, NY|JACKSON HEIGHTS, NY|JACKSON HEIGHTS, NY|FOREST HILLS, NY|REGO PARK, NY|ASTORIA, NY|MIDDLE VILLAGE, NY|GLENDALE, NY|JAMAICA, NY|RICHMOND HILL, NY|HOWARD BEACH, NY|LAURELTON, NY|WOODHAVEN, NY|RIDGEWOOD, NY|KEW GARDENS, NY|LONG ISLAND CITY, NY|SOUTH RICHMOND HILL, NY|ASTORIA, NY|FAR ROCKAWAY, NY|LONG ISLAND CITY, NY|JAMAICA, NY|LONG ISLAND CITY, NY|CORONA, NY|ROCKAWAY PARK, NY|OZONE PARK, NY|FOREST HILLS, NY|ASTORIA, NY|RIDGEWOOD, NY|BROOKLYN, NY|QUEENS, NY|CORONA, NY|BROOKLYN, NY|LONG ISLAND CITY, NY|BROOKLYN, NY|BROOKLYN, NY | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Sep 9, 2004 | Jul 6, 2005 | no | CHICAGO, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Aug 28, 2002 | Dec 18, 2003 | no | CHICAGO, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 17, 2001 | Aug 21, 2002 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | KEY INVESTMENT SERVICES LLC | May 4, 2021 | Dec 15, 2021 | 225 | Firm change | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | BANC ONE SECURITIES CORPORATION | Aug 21, 2002 | Aug 28, 2002 | 7 | Firm change | Other |