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Advisor at COMMONWEALTH FINANCIAL NETWORK
Batavia, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 22, 2025 | n/a | yes | Batavia, NY | Current employment |
| BRIGHTON SECURITIES CORP. | Independent wealth | Apr 26, 2022 | May 23, 2025 | no | ROCHESTER, NY|ROCHESTER, NY|BATAVIA, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 26, 2021 | Apr 28, 2022 | no | ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BRIGHTON SECURITIES CORP. | COMMONWEALTH FINANCIAL NETWORK | May 23, 2025 | May 22, 2025 | -1 | Firm change | RIA to ibd |
| UBS FINANCIAL SERVICES INC. | BRIGHTON SECURITIES CORP. | Apr 28, 2022 | Apr 26, 2022 | -2 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3875:8032:NY:2025-05-23 | May 23, 2025 | May 22, 2025 | BATAVIA, NY | Firm change |