DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BRIGHTON SECURITIES CORP.

CRD 3875

ROCHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:876a1fac-eed2-d485-2fef-2762476bc1ad

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 61
Dated events: 30
On other graphs: 0
Observed: Mar 29, 2012 to Apr 21, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=26.0
Regulatory AUM: $931MItem 5.F on the latest filing (2026-04-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $355M
Private client RAUM: $901MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 22
RAUM per advisor: $42.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 26
Advisory employees: 21
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 3,130
Individual clients: 1,379
High net worth clients: 374
Custody, client assets: $924M
SEC number: 801-62276
CRD: 3875
Filings on the tape: 51
First filed: Mar 29, 2012
Latest filed: Apr 21, 2026
Organised: Corporation, NY
Website: brightonsecurities.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LORI ANN ALBERTS	n/a	Huntersville, NC \| ROCHESTER, NY \| BATAVIA, NY \| Lockport, NY	7	24	4	yes
Nicholas Edward Fischer	n/a	ROCHESTER, NY	5	11	n/a	yes
VICTORIA LYNN Tabor	n/a	BATAVIA, NY \| ROCHESTER, NY	5	23	n/a	yes
TODD W ALEXANDER	n/a	ROCHESTER, NY	5	10	n/a	yes
CHARLES WILLIAM WADE	n/a	ROCHESTER, NY	5	14	n/a	yes
GARY SCOTT MICHAELS	n/a	ROCHESTER, NY	5	25	n/a	yes
ROBERT A KRAVETZ	n/a	ROCHESTER, NY	5	20	n/a	yes
SALVATORE ANTHONY FASCIANO	n/a	ROCHESTER, NY	5	19	1	yes
SAMUEL JOSEPH DINORMA	n/a	ROCHESTER, NY	5	14	n/a	yes
ETHAN JOEL WADE	n/a	ROCHESTER, NY	5	13	n/a	yes
GEORGE THOMAS CONBOY	n/a	BATAVIA, NY \| ROCHESTER, NY	5	42	n/a	yes
MICHAEL JAMES BLACK	n/a	ROCHESTER, NY \| Huntersville, NC	4	29	6	yes
MELISSA ANN TALARICO	n/a	ROCHESTER, NY	3	13	1	yes
SAMANTHA A Walker	n/a	ROCHESTER, NY	3	12	n/a	yes
CLARA SANGUINETTI	n/a	ROCHESTER, NY	3	15	n/a	yes
Joseph O'Hare	n/a	ROCHESTER, NY	3	11	n/a	yes
JEANINE B DRAKE	n/a	ROCHESTER, NY	2	29	n/a	yes
Jennifer Snyder	n/a	ROCHESTER, NY	2	13	n/a	yes
DOUGLAS ARTHUR HENDEE	Certified Financial Planner	ROCHESTER, NY	2	27	1	yes
Joseph Keller Del Prete	n/a	ROCHESTER, NY	0	18	n/a	yes
JENNY LEE LEACH	n/a	ROCHESTER, NY	0	26	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIGHTON SECURITIES HOLDINGS INC	Owner	E	yes	01/2018	Apr 21, 2026	Apr 21, 2026
CONBOY, GEORGE THOMAS	Chairman	Na	yes	01/2018	Apr 21, 2026	Apr 21, 2026
ALEXANDER, TODD W	FINANCIAL ADVISOR	F	yes	12/2021	Mar 31, 2022	Oct 25, 2024
CONBOY, GEORGE THOMAS	Chairman	D	yes	01/2018	Mar 29, 2012	Oct 25, 2024
DINORMA, SAMUEL JOSEPH	FINANCIAL ADVISOR	F	yes	12/2022	Mar 22, 2023	Oct 25, 2024
ALBERTS, LORI ANN	Ceo	Na	no	08/2025	Apr 21, 2026	Apr 21, 2026
LEACH, JENNY LEE	DIRECTOR OF COMPLIANCE	Na	no	08/2025	Apr 21, 2026	Apr 21, 2026
MELONI, EKATERINA A	Finop	Na	no	03/2025	Apr 21, 2026	Apr 21, 2026
ALBERTS, LORI ANN	Cco	Na	no	01/2019	Mar 29, 2019	Oct 25, 2024
FASCIANO, SALVATORE ANTHONY	VICE PRESIDENT - FINANCIAL ADVISOR	F	no	12/2019	Mar 18, 2020	Oct 25, 2024
HAWRYSCHUK, MELISSA	Shareholder	F	no	12/2021	Mar 31, 2022	Oct 25, 2024
HENDEE, DOUGLAS ARTHUR	VICE PRESIDENT	F	no	01/2018	Mar 3, 2017	Oct 25, 2024
HICKS, STEPHEN T.	FINANCIAL ADVISOR	F	no	02/2018	Mar 29, 2018	Oct 25, 2024
KRAVETZ, ROBERT A	SENIOR VICE PRESIDENT- FINANCIAL ADVISOR	F	no	01/2018	Mar 28, 2013	Oct 25, 2024
PEARTREE, DAVID S	Shareholder	F	no	12/2021	Mar 31, 2022	Oct 25, 2024
SCENIC BUFFALO	Shareholder	F	no	10/2018	Oct 3, 2018	Oct 25, 2024
WADE, CHARLES WILLIAM	VICE PRESIDENT - FINANCIAL ADVISORS	F	no	02/2018	Mar 29, 2018	Oct 25, 2024
WADE, ETHAN JOEL	VICE PRESIDENT - FINANCIAL ADVISOR	F	no	02/2018	Mar 29, 2018	Oct 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Hamburg	NY	United States	4	no
Batavia	NY	United States	3	no
Sarasota	FL	United States	1	no
Huntersville	Nc	United States	1	yes
Falconer	NY	United States	1	no
Olympia	Wa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$931M	$355M	26	21	2	n/a	n/a
2024	Mar 18, 2025	$986M	$507M	35	27	5	n/a	n/a
2023	Mar 22, 2024	$612M	$276M	35	29	6	n/a	n/a
2022	Mar 22, 2023	$549M	$189M	40	31	6	n/a	n/a
2021	Mar 31, 2022	$641M	$303M	36	25	5	n/a	n/a
2020	Mar 23, 2021	$607M	$289M	38	26	5	n/a	n/a
2019	Mar 18, 2020	$496M	$262M	38	26	5	n/a	n/a
2018	Mar 29, 2019	$390M	$201M	39	25	5	n/a	n/a
2017	Feb 27, 2018	$192M	$17.3M	34	17	1	n/a	n/a
2016	Mar 3, 2017	$174M	$12.2M	34	16	n/a	n/a	n/a
2015	Mar 23, 2016	$116M	$10.3M	35	16	n/a	n/a	n/a
2014	Mar 23, 2015	$104M	$12.1M	37	18	n/a	n/a	n/a
2013	Mar 28, 2014	$75.2M	$7.0M	20	16	n/a	n/a	n/a
2012	Mar 28, 2013	$64.6M	$8.1M	20	16	n/a	n/a	n/a
2011	Mar 29, 2012	$53.2M	$321,557	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	5	-5	22.7%	0	1	0	1	14

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$931M	$986M	-5.6%	$549M	19.2%	26	35	2	5

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SAPERSTON LEGACY ADVISORS, INC.	2	Dec 31, 2025	Aug 13, 2021	SARASOTA, FL	Team lift out	RIA to RIA	7.4%
SAPERSTON LEGACY ADVISORS, INC.	2	Dec 31, 2025	Nov 6, 2025	ROCHESTER, NY	Team lift out	RIA to RIA	7.4%
COMMONWEALTH FINANCIAL NETWORK	2	May 23, 2025	May 22, 2025	ROCHESTER, NY	Team lift out	RIA to ibd	7.4%
SAGE, RUTTY & CO., INC.	2	Sep 29, 2023	Sep 29, 2023	ROCHESTER, NY	Team lift out	RIA to RIA	7.7%

Relationships

Registered with (41)

← JENNY LEE LEACHAdvisorregistration: current employment
Oct 8, 2025 to presentfactForm ADV
← Joseph Keller Del PreteAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← DOUGLAS ARTHUR HENDEEAdvisorregistration: current employment
Jun 12, 2024 to presentfactForm ADV
← Jacob Hao ChenAdvisorregistration: current employment
Apr 16, 2024 to presentfactForm ADV
← JEANINE B DRAKEAdvisorregistration: current employment
Feb 12, 2024 to presentfactForm ADV
← Jennifer SnyderAdvisorregistration: current employment
Feb 12, 2024 to presentfactForm ADV
← Joseph O'HareAdvisorregistration: current employment
Jul 24, 2023 to presentfactForm ADV
← CLARA SANGUINETTIAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← SAMANTHA A WalkerAdvisorregistration: current employment
Mar 6, 2023 to presentfactForm ADV
← MELISSA ANN TALARICOAdvisorregistration: current employment
Nov 15, 2022 to presentfactForm ADV
← MICHAEL JAMES BLACKAdvisorregistration: current employment
Jan 19, 2022 to presentfactForm ADV
← GEORGE THOMAS CONBOYAdvisorregistration: current employment
May 23, 2021 to presentfactForm ADV
← GARY SCOTT MICHAELSAdvisorregistration: current employment
May 16, 2021 to presentfactForm ADV
← ROBERT A KRAVETZAdvisorregistration: current employment
May 16, 2021 to presentfactForm ADV
← SALVATORE ANTHONY FASCIANOAdvisorregistration: current employment
May 16, 2021 to presentfactForm ADV
← SAMUEL JOSEPH DINORMAAdvisorregistration: current employment
May 16, 2021 to presentfactForm ADV
← ETHAN JOEL WADEAdvisorregistration: current employment
May 16, 2021 to presentfactForm ADV
← CHARLES WILLIAM WADEAdvisorregistration: current employment
May 15, 2021 to presentfactForm ADV
← TODD W ALEXANDERAdvisorregistration: current employment
May 14, 2021 to presentfactForm ADV
← VICTORIA LYNN TaborAdvisorregistration: current employment
May 10, 2021 to presentfactForm ADV
← Nicholas Edward FischerAdvisorregistration: current employment
Apr 29, 2021 to presentfactForm ADV
← LORI ANN ALBERTSAdvisorregistration: current employment
Sep 27, 2018 to presentfactForm ADV
← Michael James GorskyAdvisorregistration: previous registration
Oct 13, 2025 to Jul 30, 2026factForm ADV
← JAMES GORDON TAYLORAdvisorregistration: previous registration
Jun 7, 2022 to Dec 31, 2025factForm ADV
← KRISTINA LYNN SAPERSTONAdvisorregistration: previous registration
Oct 23, 2018 to Dec 31, 2025factForm ADV
← DAVID MARK BRAUNSTEINAdvisorregistration: previous registration
Aug 25, 2025 to Dec 31, 2025factForm ADV
← WILLARD BASCH SAPERSTONAdvisorregistration: previous registration
Nov 1, 2018 to Dec 31, 2025factForm ADV
← JOSHUA TYLER GILBERTAdvisorregistration: previous registration
Apr 19, 2021 to Jul 14, 2025factForm ADV
← DEANNA JEAN GuttaAdvisorregistration: previous registration
Oct 3, 2018 to May 28, 2025factForm ADV
← MICHAEL CHRISTOPHER RESTIVOAdvisorregistration: previous registration
Apr 26, 2022 to May 23, 2025factForm ADV
and 11 more

Affiliated with (1)

← BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, broker-dealer, custodian, control, common control
factForm ADV

Moved with (3)

→ SAPERSTON LEGACY ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Dec 31, 2025 to Nov 6, 2025factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviser2 advisors, team lift out, same day
May 23, 2025 to May 22, 2025factForm ADV
→ SAGE, RUTTY & CO., INC.Registered adviser2 advisors, team lift out, same day
Sep 29, 2023 to Sep 29, 2023factForm ADV

Controls (4)

← CONBOY, GEORGE THOMASOwnerCHAIRMAN, ownership code D, individual
Mar 29, 2012 to Oct 25, 2024factForm ADV
← DINORMA, SAMUEL JOSEPHOwnerFINANCIAL ADVISOR, ownership code F, individual
Mar 22, 2023 to Oct 25, 2024factForm ADV
← ALEXANDER, TODD WOwnerFINANCIAL ADVISOR, ownership code F, individual
Mar 31, 2022 to Oct 25, 2024factForm ADV
← BRIGHTON SECURITIES HOLDINGS INCOwnerOWNER, ownership code E, domestic entity
Feb 27, 2018 to Oct 25, 2024factForm ADV

Owns (10)

← HENDEE, DOUGLAS ARTHUROwnerVICE PRESIDENT, ownership code F, individual
Mar 3, 2017 to Oct 25, 2024factForm ADV
← KRAVETZ, ROBERT AOwnerSENIOR VICE PRESIDENT- FINANCIAL ADVISOR, ownership code F, individual
Mar 28, 2013 to Oct 25, 2024factForm ADV
← FASCIANO, SALVATORE ANTHONYOwnerVICE PRESIDENT - FINANCIAL ADVISOR, ownership code F, individual
Mar 18, 2020 to Oct 25, 2024factForm ADV
← HICKS, STEPHEN T.OwnerFINANCIAL ADVISOR, ownership code F, individual
Mar 29, 2018 to Oct 25, 2024factForm ADV
← WADE, CHARLES WILLIAMOwnerVICE PRESIDENT - FINANCIAL ADVISORS, ownership code F, individual
Mar 29, 2018 to Oct 25, 2024factForm ADV
← WADE, ETHAN JOELOwnerVICE PRESIDENT - FINANCIAL ADVISOR, ownership code F, individual
Mar 29, 2018 to Oct 25, 2024factForm ADV
← ALBERTS, LORI ANNOwnerCCO, ownership code NA, individual
Mar 29, 2019 to Oct 25, 2024factForm ADV
← HAWRYSCHUK, MELISSAOwnerSHAREHOLDER, ownership code F, individual
Mar 31, 2022 to Oct 25, 2024factForm ADV
← PEARTREE, DAVID SOwnerSHAREHOLDER, ownership code F, individual
Mar 31, 2022 to Oct 25, 2024factForm ADV
← SCENIC BUFFALOOwnerSHAREHOLDER, ownership code F, domestic entity
Oct 3, 2018 to Oct 25, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 30, 2026
Advisor changed firm
Michael James Gorsky left Brighton Securities Corp. for Rfg Advisory, Llc (registered 2026-07-20)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Team lift-out
2 advisors left Brighton Securities Corp. (Hamburg, NY) for Saperston Legacy Advisors, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 31, 2025
Team lift-out
2 advisors left Brighton Securities Corp. (Sarasota, FL) for Saperston Legacy Advisors, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 31, 2025
Advisor changed firm
Kristina Lynn Saperston left Brighton Securities Corp. for Saperston Legacy Advisors, Inc. (registered 2021-08-13)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
James Gordon Taylor left Brighton Securities Corp. for Saperston Legacy Advisors, Inc. (registered 2022-06-29)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
David Mark Braunstein left Brighton Securities Corp. for Saperston Legacy Advisors, Inc. (registered 2025-11-06)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Willard Basch Saperston left Brighton Securities Corp. for Saperston Legacy Advisors, Inc. (registered 2021-08-13)
Form ADVobserved 4 days ago
Occurred
Jul 14, 2025
Advisor changed firm
Joshua Tyler Gilbert left Brighton Securities Corp. for Quartz Partners Investment Management (registered 2025-07-16)
Form ADVobserved 4 days ago
Occurred
May 28, 2025
Advisor changed firm
Deanna Jean Gutta left Brighton Securities Corp. for Avantax Advisory Services (registered 2025-05-23)
Form ADVobserved 4 days ago
Occurred
May 23, 2025
Team lift-out
2 advisors left Brighton Securities Corp. (Batavia, NY) for Commonwealth Financial Network on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
May 23, 2025
Advisor changed firm
Michael Christopher Restivo left Brighton Securities Corp. for Commonwealth Financial Network (registered 2025-05-22)
Form ADVobserved 4 days ago
Occurred
May 23, 2025
Advisor changed firm
Stephen T. Hicks left Brighton Securities Corp. for Commonwealth Financial Network (registered 2025-05-22)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2025
Regulatory AUM changed
Brighton Securities Corp. reported RAUM $986.2M, up 61% from $611.9M (2024-10-25 to 2025-03-18)
Form ADVobserved 4 days ago
$374M
Occurred
Dec 20, 2024
Advisor changed firm
David S Peartree left Brighton Securities Corp. for Peartree Advisory (registered 2025-06-24)
Form ADVobserved 4 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Troy Jeffrey Nelson left Brighton Securities Corp. for Commonwealth Financial Network (registered 2025-01-23)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2023
Advisor changed firm
Stephen Cymbal left Brighton Securities Corp. for Pruco Securities, Llc (registered 2023-12-15)
Form ADVobserved 4 days ago
Occurred
Sep 29, 2023
Team lift-out
2 advisors left Brighton Securities Corp. (Rochester, NY) for Sage, Rutty & CO., Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Sep 29, 2023
Advisor changed firm
Joshua David Slish left Brighton Securities Corp. for Sage, Rutty & Co., Inc. (registered 2023-09-29)
Form ADVobserved 4 days ago
Occurred
Sep 29, 2023
Advisor changed firm
Patrick Stewart Cicchetti left Brighton Securities Corp. for Sage, Rutty & Co., Inc. (registered 2023-09-29)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2023
Control person joined
Samuel Joseph Dinorma (Financial Advisor) appeared on Schedule A of Brighton Securities Corp.
Form ADVobserved 4 days ago
Occurred
Oct 6, 2022
Advisor changed firm
Alexander A Page left Brighton Securities Corp. for Empower Advisory Group, Llc (registered 2022-12-08)
Form ADVobserved 4 days ago
Occurred
Sep 15, 2022
Control person left
Jai S. Ramachandran (Ceo) no longer on Schedule A of Brighton Securities Corp. (listed 2022-08-25, absent 2022-09-15)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2022
Advisor changed firm
Raymond Louis Demonte left Brighton Securities Corp. for Stifel, Nicolaus & Company, Incorporated (registered 2022-04-22)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person joined
Todd W Alexander (Financial Advisor) appeared on Schedule A of Brighton Securities Corp.
Form ADVobserved 4 days ago
Occurred
Mar 2, 2022
Advisor changed firm
Zachary Lawrence Hale left Brighton Securities Corp. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-03-22)
Form ADVobserved 4 days ago
Occurred
Jan 31, 2022
Advisor changed firm
Ryan Matthew Czamara left Brighton Securities Corp. for Schaffer & Company Asset Management, Inc. (registered 2022-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2020
Regulatory AUM changed
Brighton Securities Corp. reported RAUM $496.1M, up 27% from $390.2M (2019-03-29 to 2020-03-18)
Form ADVobserved 4 days ago
$106M
Occurred
Oct 3, 2018
Regulatory AUM changed
Brighton Securities Corp. reported RAUM $371.3M, up 93% from $192.4M (2018-09-04 to 2018-10-03)
Form ADVobserved 4 days ago
$179M

Show 2 bookkeeping events

Occurred
Mar 18, 2025
Brighton Securities Corp. reported 14 state-registered advisory representatives, down from 29 (2024-10-25 to 2025-03-18)
Occurred
Mar 22, 2024
Brighton Securities Corp. reported 29 state-registered advisory representatives, up from 9 (2024-02-12 to 2024-03-22)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:876a1fac-eed2-d485-2fef-2762476bc1ad
First observed: Mar 29, 2012
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIGHTON SECURITIES CORP.

CRD 3875

ROCHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:876a1fac-eed2-d485-2fef-2762476bc1ad

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LORI ANN ALBERTS

n/a

Huntersville, NC | ROCHESTER, NY | BATAVIA, NY | Lockport, NY

yes

Nicholas Edward Fischer

n/a

ROCHESTER, NY

n/a

yes

VICTORIA LYNN Tabor

n/a

BATAVIA, NY | ROCHESTER, NY

n/a

yes

TODD W ALEXANDER

n/a

ROCHESTER, NY

n/a

yes

CHARLES WILLIAM WADE

n/a

ROCHESTER, NY

n/a

yes

GARY SCOTT MICHAELS

n/a

ROCHESTER, NY

n/a

yes

ROBERT A KRAVETZ

n/a

ROCHESTER, NY

n/a

yes

SALVATORE ANTHONY FASCIANO

n/a

ROCHESTER, NY

yes

SAMUEL JOSEPH DINORMA

n/a

ROCHESTER, NY

n/a

yes

ETHAN JOEL WADE

n/a

ROCHESTER, NY

n/a

yes

GEORGE THOMAS CONBOY

n/a

BATAVIA, NY | ROCHESTER, NY

n/a

yes

MICHAEL JAMES BLACK

n/a

ROCHESTER, NY | Huntersville, NC

yes

MELISSA ANN TALARICO

n/a

ROCHESTER, NY

yes

SAMANTHA A Walker

n/a

ROCHESTER, NY

n/a

yes

CLARA SANGUINETTI

n/a

ROCHESTER, NY

n/a

yes

Joseph O'Hare

n/a

ROCHESTER, NY

n/a

yes

JEANINE B DRAKE

n/a

ROCHESTER, NY

n/a

yes

Jennifer Snyder

n/a

ROCHESTER, NY

n/a

yes

DOUGLAS ARTHUR HENDEE

Certified Financial Planner

ROCHESTER, NY

yes

Joseph Keller Del Prete

n/a

ROCHESTER, NY

n/a

yes

JENNY LEE LEACH

n/a

ROCHESTER, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIGHTON SECURITIES HOLDINGS INC

Owner

yes

01/2018

Apr 21, 2026

CONBOY, GEORGE THOMAS

Chairman

yes

01/2018

Apr 21, 2026

ALEXANDER, TODD W

FINANCIAL ADVISOR

yes

12/2021

Mar 31, 2022

Oct 25, 2024

CONBOY, GEORGE THOMAS

Chairman

yes

01/2018

Mar 29, 2012

Oct 25, 2024

DINORMA, SAMUEL JOSEPH

FINANCIAL ADVISOR

yes

12/2022

Mar 22, 2023

Oct 25, 2024

ALBERTS, LORI ANN

Ceo

08/2025

Apr 21, 2026

LEACH, JENNY LEE

DIRECTOR OF COMPLIANCE

08/2025

Apr 21, 2026

MELONI, EKATERINA A

Finop

03/2025

Apr 21, 2026

ALBERTS, LORI ANN

Cco

01/2019

Mar 29, 2019

Oct 25, 2024

FASCIANO, SALVATORE ANTHONY

VICE PRESIDENT - FINANCIAL ADVISOR

12/2019

Mar 18, 2020

Oct 25, 2024

HAWRYSCHUK, MELISSA

Shareholder

12/2021

Mar 31, 2022

Oct 25, 2024

HENDEE, DOUGLAS ARTHUR

VICE PRESIDENT

01/2018

Mar 3, 2017

Oct 25, 2024

HICKS, STEPHEN T.

FINANCIAL ADVISOR

02/2018

Mar 29, 2018

Oct 25, 2024

KRAVETZ, ROBERT A

SENIOR VICE PRESIDENT- FINANCIAL ADVISOR

01/2018

Mar 28, 2013

Oct 25, 2024

PEARTREE, DAVID S

Shareholder

12/2021

Mar 31, 2022

Oct 25, 2024

SCENIC BUFFALO

Shareholder

10/2018

Oct 3, 2018

Oct 25, 2024

WADE, CHARLES WILLIAM

VICE PRESIDENT - FINANCIAL ADVISORS

02/2018

Mar 29, 2018

Oct 25, 2024

WADE, ETHAN JOEL

VICE PRESIDENT - FINANCIAL ADVISOR

02/2018

Mar 29, 2018

Oct 25, 2024

City

State

Country

Employees

Also broker-dealer

Hamburg

United States

Batavia

United States

Sarasota

United States

Huntersville

United States

yes

Falconer

United States

Olympia

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 21, 2026

$931M

$355M

n/a

2024

Mar 18, 2025

$986M

$507M

n/a

2023

Mar 22, 2024

$612M

$276M

n/a

2022

Mar 22, 2023

$549M

$189M

n/a

2021

Mar 31, 2022

$641M

$303M

n/a

2020

Mar 23, 2021

$607M

$289M

n/a

2019

Mar 18, 2020

$496M

$262M

n/a

2018

Mar 29, 2019

$390M

$201M

n/a

2017

Feb 27, 2018

$192M

$17.3M

n/a

2016

Mar 3, 2017

$174M

$12.2M

n/a

2015

Mar 23, 2016

$116M

$10.3M

n/a

2014

Mar 23, 2015

$104M

$12.1M

n/a

2013

Mar 28, 2014

$75.2M

$7.0M

n/a

2012

Mar 28, 2013

$64.6M

$8.1M

n/a

2011

Mar 29, 2012

$53.2M

$321,557

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

22.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$931M

$986M

-5.6%

$549M

19.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SAPERSTON LEGACY ADVISORS, INC.

Dec 31, 2025

Aug 13, 2021

SARASOTA, FL

Team lift out

RIA to RIA

7.4%

SAPERSTON LEGACY ADVISORS, INC.

Dec 31, 2025

Nov 6, 2025

ROCHESTER, NY

Team lift out

RIA to RIA

7.4%

COMMONWEALTH FINANCIAL NETWORK

May 23, 2025

May 22, 2025

ROCHESTER, NY

Team lift out

RIA to ibd

7.4%

SAGE, RUTTY & CO., INC.

Sep 29, 2023

ROCHESTER, NY

Team lift out

RIA to RIA

7.7%