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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GALLOWAY CAPITAL MANAGEMENT LTD.

CRD 165717

ITAIM BIBI - SAO PAULO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ac23e16-2aa2-8123-2c32-29374c1635c5

Data as of Jul 26, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2012 to Jul 26, 2017
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.4MItem 5.F on the latest filing (2017-07-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Accounts: 2
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $190Mgross asset value as reported per fund; never fund size
Custody, client assets: $2.4M
SEC number: 801-77282
CRD: 165717
Filings on the tape: 8
First filed: Oct 16, 2012
Latest filed: Jul 26, 2017
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GALLOWAY MASTER FUND	Hedge Fund	$95.0M	Jul 26, 2017	85	Jul 26, 2017	reported	n/a
GALLOWAY FEEDER FUND	Hedge Fund	$92.6M	Jul 26, 2017	83	Oct 16, 2012	reported	n/a
GALLOWAY GLOBAL EM FIXED INCOME FUND LTD.	Hedge Fund	$80.0M	Mar 7, 2016	60	Oct 16, 2012	dropped	n/a
GALLOWAY GLOBAL FIXED INCOME FUND LP	Hedge Fund	$2.4M	Jul 26, 2017	2	Oct 16, 2012	reported	021-291506

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DE OLIVIERA, ULISSES	Director	D	yes	08/2006	Oct 16, 2012	Jul 26, 2017
SHOR, NATHAN	Director	D	yes	08/2006	Oct 16, 2012	Jul 26, 2017
RAVACHE, SERGIO	CHIEF COMPLIANCE OFFICER	Na	no	08/2006	Jan 16, 2013	Jul 26, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GALLOWAY GESTORA DE RECURSOS LTDA	n/a	Former SEC adviser	$65.0M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Jul 26, 2017	$2.4M	$2.4M	7	4	n/a	3	$190M
2015	Mar 7, 2016	$7.0M	$7.0M	7	4	n/a	3	$161M
2014	Dec 8, 2015	$20.0M	$20.0M	8	4	n/a	3	$161M
2013	Apr 1, 2014	$145M	$145M	15	10	n/a	3	$161M
2012	Mar 6, 2013	$125M	$125M	17	10	n/a	3	$140M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$2.4M	$7.0M	-65.7%	$145M	-74.5%	7	7	n/a	n/a

Relationships

Affiliated with (2)

→ GALLOWAY GESTORA DE RECURSOS LTDARegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← GALLOWAY GESTORA DE RECURSOS LTDARegistered adviserother investment adviser, common control
factForm ADV

Advises (4)

→ GALLOWAY FEEDER FUNDPrivate fundHedge Fund, IA
Oct 16, 2012 to presentfactForm ADV
→ GALLOWAY MASTER FUNDPrivate fundHedge Fund, IA
Jul 26, 2017 to presentfactForm ADV
→ GALLOWAY GLOBAL FIXED INCOME FUND LPPrivate fundHedge Fund, IA
Oct 16, 2012 to presentfactForm ADV
→ GALLOWAY GLOBAL EM FIXED INCOME FUND LTD.Private fundHedge Fund, IA, no longer reported
Oct 16, 2012 to Mar 7, 2016factForm ADV

Controls (2)

← SHOR, NATHANOwnerDIRECTOR, ownership code D, individual
Oct 16, 2012 to presentfactForm ADV
← DE OLIVIERA, ULISSESOwnerDIRECTOR, ownership code D, individual
Oct 16, 2012 to presentfactForm ADV

Owns (1)

← RAVACHE, SERGIOOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 16, 2013 to presentfactForm ADV

Dated events

Occurred
Oct 16, 2012
First Form ADV filing
Galloway Capital Management Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ac23e16-2aa2-8123-2c32-29374c1635c5
First observed: Oct 16, 2012
Last observed: Jul 26, 2017 111 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GALLOWAY CAPITAL MANAGEMENT LTD.

CRD 165717

ITAIM BIBI - SAO PAULO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ac23e16-2aa2-8123-2c32-29374c1635c5

Data as of Jul 26, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GALLOWAY MASTER FUND

Hedge Fund

$95.0M

Jul 26, 2017

reported

n/a

GALLOWAY FEEDER FUND

Hedge Fund

$92.6M

Jul 26, 2017

Oct 16, 2012

reported

n/a

GALLOWAY GLOBAL EM FIXED INCOME FUND LTD.

Hedge Fund

$80.0M

Mar 7, 2016

Oct 16, 2012

dropped

n/a

GALLOWAY GLOBAL FIXED INCOME FUND LP

Hedge Fund

$2.4M

Jul 26, 2017

Oct 16, 2012

reported

021-291506

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DE OLIVIERA, ULISSES

Director

yes

08/2006

Oct 16, 2012

Jul 26, 2017

SHOR, NATHAN

Director

yes

08/2006

Oct 16, 2012

Jul 26, 2017

RAVACHE, SERGIO

CHIEF COMPLIANCE OFFICER

08/2006

Jan 16, 2013

Jul 26, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GALLOWAY GESTORA DE RECURSOS LTDA

n/a

Former SEC adviser

$65.0M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Jul 26, 2017

$2.4M

n/a

$190M

2015

Mar 7, 2016

$7.0M

n/a

$161M

2014

Dec 8, 2015

$20.0M

n/a

$161M

2013

Apr 1, 2014

$145M

n/a

$161M

2012

Mar 6, 2013

$125M

n/a

$140M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$2.4M

$7.0M

-65.7%

$145M

-74.5%

n/a