DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G••••••• C•••••• M••••••••• L•••

Former SEC-registered adviserItaim Bibi - Sao Paulo, CRD 165717SEC 801-77282IAPD
Latest filing Jul 26, 2017
First filing on the tape Oct 16, 2012 · 8 filings
RAUM
$2.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$190M gross assets
History
8 filings and snapshots on the tape
RAUM$2.4M as of Jul 26, 2017
Mar 6, 2013$125M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 26, 2017
Mar 6, 20130 then
Employees (5.A)7 as of Jul 26, 2017
Mar 6, 201317 then
Private funds3 as of Jul 26, 2017
Mar 6, 20133 then
RAUM -66% over the last fiscal year-75% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 26, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-66%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, commissions, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.4M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$2.4M for 2 clientsreported
Compensation
% of AUM, performance, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••••• M••••• F•••Hedge Fund$95.0M85Jul 26, 2017
      G••••••• F••••• F•••Hedge Fund$92.6M83Oct 16, 2012
      G••••••• G••••• E• F•••• I••••• F••• L•••no longer reportedHedge Fund$80.0M60Oct 16, 2012
      G••••••• G••••• F•••• I••••• F••• L•Hedge Fund$2.4M2Oct 16, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • D• O•••••••• U•••••• · Directorcontrol
        since 08/2006 · owns 50% to 75%
      • S•••• N••••• · Directorcontrol
        since 08/2006 · owns 50% to 75%
      • R••••••• S••••• · Chief Compliance Officer
        since 08/2006 · owns less than 5%
      Related persons
      Schedule D 7.A
      Advisers that list G••••••• C•••••• M••••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 2
        Mar 7, 2016 to Jul 26, 2017
      • Assets in custody · $7.0M to $2.4M
        Mar 7, 2016 to Jul 26, 2017
      • Discretionary RAUM · $7.0M to $2.4M
        Mar 7, 2016 to Jul 26, 2017
      • RAUM · $7.0M to $2.4M
        Mar 7, 2016 to Jul 26, 2017
      • Accounts · 5 to 3
        Dec 8, 2015 to Mar 7, 2016
      • Assets in custody · $20.0M to $7.0M
        Dec 8, 2015 to Mar 7, 2016
      • Employees · 8 to 7
        Dec 8, 2015 to Mar 7, 2016
      • Discretionary RAUM · $20.0M to $7.0M
        Dec 8, 2015 to Mar 7, 2016
      • RAUM · $20.0M to $7.0M
        Dec 8, 2015 to Mar 7, 2016
      • Accounts · 21 to 5
        Apr 1, 2014 to Dec 8, 2015
      • Advisory employees · 10 to 4
        Apr 1, 2014 to Dec 8, 2015
      • Assets in custody · $145M to $20.0M
        Apr 1, 2014 to Dec 8, 2015
      • Employees · 15 to 8
        Apr 1, 2014 to Dec 8, 2015
      • Discretionary RAUM · $145M to $20.0M
        Apr 1, 2014 to Dec 8, 2015
      • RAUM · $145M to $20.0M
        Apr 1, 2014 to Dec 8, 2015
      • Accounts · 18 to 21
        May 3, 2013 to Apr 1, 2014
      • Assets in custody · $125M to $145M
        May 3, 2013 to Apr 1, 2014
      • Employees · 17 to 15
        May 3, 2013 to Apr 1, 2014
      • Discretionary RAUM · $125M to $145M
        May 3, 2013 to Apr 1, 2014
      • RAUM · $125M to $145M
        May 3, 2013 to Apr 1, 2014
      • Accounts · 26 to 18
        Jan 16, 2013 to Mar 6, 2013
      • Assets in custody · $56.0M to $125M
        Jan 16, 2013 to Mar 6, 2013
      • HQ city · SAO PAULO to ITAIM BIBI - SAO PAULO
        Jan 16, 2013 to Mar 6, 2013
      • Discretionary RAUM · $120M to $125M
        Jan 16, 2013 to Mar 6, 2013
      • RAUM · $120M to $125M
        Jan 16, 2013 to Mar 6, 2013
      • Advisory employees · unset to 10.0
        Oct 16, 2012 to Jan 16, 2013
      • BD registered reps · unset to 0.0
        Oct 16, 2012 to Jan 16, 2013
      • Employees · unset to 17.0
        Oct 16, 2012 to Jan 16, 2013
      • State-registered IARs · unset to 0.0
        Oct 16, 2012 to Jan 16, 2013
      • Related adviser · false to true
        Oct 16, 2012 to Jan 16, 2013
      Signals
      1 dated events
      • G••••••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
        Oct 16, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026