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Advisor at 1834 INVESTMENT ADVISORS CO.
Des Moines, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 1834 INVESTMENT ADVISORS CO. | Mixed wealth | Feb 7, 2024 | n/a | yes | Des Moines, IA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 10, 2022 | Sep 20, 2024 | no | NEWTON, IA|SAN DIEGO, CA|Newton, IA | Previous registration |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | Nov 20, 2008 | Jun 18, 2021 | no | OWINGS MILLS, MD | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 15, 2008 | Oct 13, 2008 | no | PENNINGTON, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 1834 INVESTMENT ADVISORS CO. | Sep 20, 2024 | Feb 7, 2024 | -226 | Firm change after gap | Ibd to RIA |
| T. ROWE PRICE ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Jun 18, 2021 | Nov 10, 2022 | 510 | Firm change after gap | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | T. ROWE PRICE ADVISORY SERVICES, INC. | Oct 13, 2008 | Nov 20, 2008 | 38 | Firm change | Wirehouse to new firm |