DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at T•• M••••• G••••• L••
Lafayette, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• M••••• G••••• L•• | Independent wealth | Jun 11, 2025 | n/a | yes | Lafayette, CA | Current employment |
| P••••• W••••• M••••••••• L•• | Former SEC adviser | May 22, 2015 | Jun 13, 2025 | no | CLAYTON, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••• W••••• M••••••••• L•• | T•• M••••• G••••• L•• | Jun 13, 2025 | Jun 11, 2025 | -2 | Firm change | RIA to RIA |
| P••••• F•••••••• S•••••••• I••• | P••••• W••••• M••••••••• L•• | Sep 9, 2009 | Sep 16, 2008 |
| P••••• W••••• M••••••••• L•• | Former SEC adviser | Sep 16, 2008 | Dec 31, 2009 | no | WALNUT CREEK, CA | Previous registration |
| P••••• F•••••••• S•••••••• I••• | n/a | Jul 11, 2000 | Sep 9, 2009 | no | WALNUT CREEK, CA|WALNUT CREEK, CA | Previous registration |
| -358 |
| Firm change after gap |
| Other |