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CRD 147837
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ASHOO, HAITHAM, EMANUEL | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | yes | 06/2008 | Mar 12, 2012 | Mar 21, 2024 |
| SNYDER, CHRISTOPHER, GEORGE | Member | C | yes | 06/2008 | Mar 12, 2012 | Mar 21, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| WALNUT CREEK | CA | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 12, 2025 | $221M | $221M | 2 | 2 | 3 | n/a | n/a |
| 2023 | Mar 11, 2024 | $201M | $201M | 2 | 2 | 1 | n/a | n/a |
| 2022 | Mar 13, 2023 | $176M | $176M | 2 | 2 | 1 | n/a | n/a |
| 2021 | Mar 1, 2022 | $209M | $209M | 2 | 2 | 1 | n/a | n/a |
| 2020 | Mar 22, 2021 | $191M | $191M | 2 | 2 | 1 | n/a | n/a |
| 2019 | Feb 13, 2020 | $162M | $162M | 2 | 2 | 1 | n/a | n/a |
| 2018 | Jan 4, 2019 | $131M | $131M | 2 | 2 | 1 | n/a | n/a |
| 2017 | Feb 15, 2018 | $139M | $139M | 2 | 2 | 1 | n/a | n/a |
| 2016 | Feb 6, 2017 | $133M | $133M | 2 | 2 | n/a | n/a | n/a |
| 2015 | Mar 2, 2016 | $133M | $133M | 2 | 2 | n/a | n/a | n/a |
| 2014 | Jan 26, 2015 | $136M | $136M | 2 | 2 | n/a | n/a | n/a |
| 2013 | Jan 27, 2014 | $115M | $115M | 2 | 2 | n/a | n/a | n/a |
| 2012 | Feb 15, 2013 | $113M | $113M | 2 | 2 | n/a | n/a | n/a |
| 2011 | Mar 12, 2012 | $119M | $119M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $221M | $201M | 9.9% | $209M | 1.9% | 2 | 2 | 3 | 1 |