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N•••••• •••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

N•••••• •••• S•••••••

Advisor at F•••••• I•••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:1aea928c-2d2a-0467-1263-295dd1ba811c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jul 27, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N•••••• S•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• I•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jul 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• I•••••••• L••	Other adviser	Oct 10, 2025	n/a	yes	LOS ANGELES, CA	Current employment
S••••• P••• A•••• M••••••••• L••	Former SEC adviser	Jan 20, 2006	Mar 12, 2008	no	SANTA MONICA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• P••• A•••• M••••••••• L••	F•••••• I•••••••• L••	Mar 12, 2008	Oct 10, 2025	6,421	Firm change after gap	Other
P•••••• F•••••••• R••••••• I••••••••• M•••••••••	S••••• P••• A•••• M••••••••• L••	Jan 9, 2006	Jan 20, 2006

Relationships

Registered with (3)

→ F•••••• I•••••••• L••Registered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ S••••• P••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 20, 2006 to Mar 12, 2008factForm ADV
→ P•••••• F•••••••• R••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jul 27, 2001 to Jan 9, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1aea928c-2d2a-0467-1263-295dd1ba811c
First observed: Jul 27, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.