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Feed of 09/14/2026
Also filed as N•••••• S•••••••
At current firm
0 y
since Oct 10, 2025
In the industry
25 y
since Jul 5, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••• I•••••••• L•• other currentsince Oct 10, 2025 · Los Angeles, Ca
- S••••• P••• A•••• M••••••••• L•• formerJan 20, 2006 to Mar 12, 2008 · Santa Monica, Ca
- P•••••• F•••••••• R••••••• I••••••••• M••••••••• unclassifiedJul 27, 2001 to Jan 9, 2006 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••• P••• A•••• M••••••••• L•• to F•••••• I•••••••• L••left Mar 12, 2008, registered Oct 10, 2025 (6421 days) · Other
- P•••••• F•••••••• R••••••• I••••••••• M••••••••• to S••••• P••• A•••• M••••••••• L••left Jan 9, 2006, registered Jan 20, 2006 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address