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RIA / WealthAdvisorCertified Financial Planner22 years in industry

ANDREW JAMES ALLEN HEAD

Advisor at JOURNEY FINANCIAL MANAGEMENT, LLC

BOWLING GREEN, KY

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Search this name across graphsid dfx:ria:1aec10c8-40aa-c33e-da4b-5ca8cfab7618

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JOURNEY FINANCIAL MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 6, 2004
First registration: Apr 7, 2004
Dual registered: no
Other names: ANDY JAMES ALLEN HEAD
IAPD individual key: 4747119

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JOURNEY FINANCIAL MANAGEMENT, LLC	State registered	Jul 20, 2010	n/a	yes	BOWLING GREEN, KY\|BOWLING GREEN, KY	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 30, 2009	Mar 8, 2010	no	BOWLING GREEN, KY	Previous registration
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Sep 6, 2007	Jun 30, 2009	no	GLASGOW, KY\|DALLAS, TX\|BOWLING GREEN, KY	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jan 25, 2007	Jul 20, 2007	no	JONESBORO, AR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 24, 2004	Jan 5, 2007	no	BOWLING GREEN, KY\|BOWLING GREEN, KY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 7, 2004	May 10, 2004	no	FRANKLIN, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	JOURNEY FINANCIAL MANAGEMENT, LLC	Mar 8, 2010	Jul 20, 2010	134	Firm change	Other
PROSPERA FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 30, 2009	Jun 30, 2009	0	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	PROSPERA FINANCIAL SERVICES, INC.	Jul 20, 2007	Sep 6, 2007	48	Firm change	Other
WELLS FARGO ADVISORS	UVEST FINANCIAL SERVICES GROUP, INC.	Jan 5, 2007	Jan 25, 2007	20	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO ADVISORS	May 10, 2004	May 24, 2004	14	Firm change	Ibd to wirehouse

Relationships

Registered with (6)

→ JOURNEY FINANCIAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 20, 2010 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jun 30, 2009 to Mar 8, 2010factForm ADV
→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 6, 2007 to Jun 30, 2009factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jan 25, 2007 to Jul 20, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 24, 2004 to Jan 5, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 7, 2004 to May 10, 2004factForm ADV

Dated events

No dated event names this entity yet.