DFX Intelligence

D••••••• J••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

D••••••• J••• R••••

Advisor at L•• F•••••••• L••

NEW CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1af30a52-6dc7-5bee-d3bf-41f8d6318a24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 27, 2021	n/a	yes	NEW CITY, NY	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 3, 2014	Sep 3, 2021	no	New City, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	Sep 3, 2021	Aug 27, 2021	-7	Firm change	Ibd to ibd
B• R•••• W••••• A•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Jul 7, 2014	Jul 3, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:6413:NY:2021-08-31	Sep 3, 2021	Aug 27, 2021	NEW CITY, NY	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 27, 2021 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 3, 2014 to Sep 3, 2021factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
May 2, 2014 to Jul 7, 2014factForm ADV
→ A•••• • F•••••••• P•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1af30a52-6dc7-5bee-d3bf-41f8d6318a24
First observed: Nov 15, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.