DFX Intelligence

P•••••• T••••• B••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

P•••••• T••••• B••

Advisor at E•••••• A••••••• G••••• L••

Tampa, FL | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:1af3cddc-68a3-3345-f622-b75f9b93161c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 10, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Oct 24, 2024	n/a	yes	Tampa, FL\|GREENWOOD VILLAGE, CO	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 22, 2023	Nov 7, 2023	no	ROCHESTER, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	E•••••• A••••••• G••••• L••	Nov 7, 2023	Oct 24, 2024	352	Firm change	Wirehouse to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	Mar 24, 2023	Sep 22, 2023

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Oct 24, 2024 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2023 to Nov 7, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 2, 2020 to Mar 24, 2023factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Nov 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1af3cddc-68a3-3345-f622-b75f9b93161c
First observed: Mar 10, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.