DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner10 years in industry

Matthew Allen Fizell

Advisor at HARMONY WEALTH

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1af54b11-3976-0cbb-c0d6-b30140e7c407

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARMONY WEALTH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 3, 2016
First registration: Mar 4, 2016
Dual registered: no
IAPD individual key: 6579642

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARMONY WEALTH	State registered	Jun 4, 2021	n/a	yes	MADISON, WI	Current employment
GUIDING WEALTH MANAGEMENT, LLC	State registered	Nov 4, 2019	May 21, 2021	no	RICHARDSON, TX	Previous registration
ROOTED PLANNING GROUP	Independent wealth	Jun 20, 2018	Jun 17, 2019	no	Madison, WI\|Madison, WI\|CORNING, NY	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Mar 4, 2016	Jun 9, 2017	no	MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GUIDING WEALTH MANAGEMENT, LLC	HARMONY WEALTH	May 21, 2021	Jun 4, 2021	14	Firm change	Other
ROOTED PLANNING GROUP	GUIDING WEALTH MANAGEMENT, LLC	Jun 17, 2019	Nov 4, 2019	140	Firm change	RIA to state RIA
THRIVENT INVESTMENT MANAGEMENT INC.	ROOTED PLANNING GROUP	Jun 9, 2017	Jun 20, 2018	376	Firm change	Other

Relationships

Registered with (4)

→ HARMONY WEALTHRegistered adviserregistration: current employment
Jun 4, 2021 to presentfactForm ADV
→ GUIDING WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 4, 2019 to May 21, 2021factForm ADV
→ ROOTED PLANNING GROUPRegistered adviserregistration: previous registration
Jun 20, 2018 to Jun 17, 2019factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Mar 4, 2016 to Jun 9, 2017factForm ADV

Dated events

No dated event names this entity yet.