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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BEAUMONT, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 20, 2025 | n/a | yes | BEAUMONT, TX | Current employment |
| MORGAN STANLEY | Wirehouse | May 13, 2013 | Nov 24, 2025 | no | San Diego, CA|BEAUMONT, TX|Beaumont, TX|Houston, TX|Suite 101, TX|Beaumont, TX|Beaumont, TX|Beaumont, TX|Beaumont, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 25, 2011 | May 7, 2013 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 24, 2025 | Nov 20, 2025 | -4 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | May 7, 2013 | May 13, 2013 | 6 | Firm change | Wirehouse to wirehouse |