DFX Intelligence
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Reading the graph
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Advisor at G••••• R••••••••• P••••••• L••
Rockville, MD | SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | Institutional manager | Jun 5, 2023 | n/a | yes | Rockville, MD|SAN RAFAEL, CA | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Jul 15, 2019 | Jun 7, 2023 | no | ROCKVILLE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | G••••• R••••••••• P••••••• L•• | Jun 7, 2023 | Jun 5, 2023 | -2 | Firm change | Other |
| E•••• S••••••••• L•• | C••••••••• F•••••••• N•••••• | Jul 15, 2019 | Jul 15, 2019 |
| E•••• S••••••••• L•• | Bd affiliated wealth | Jun 14, 2017 | Jul 15, 2019 | no | BETHESDA, MD | Previous registration |
| S••••••••• | Former SEC adviser | Jan 27, 2015 | Aug 12, 2015 | no | FULTON, MD | Previous registration |
| 0 |
| Firm change |
| Ibd to ibd |
| S••••••••• | E•••• S••••••••• L•• | Aug 12, 2015 | Jun 14, 2017 | 672 | Firm change after gap | Other |