DFX Intelligence

A••••• A• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

A••••• A• B•••••

Advisor at S••••• A•••• M••••••••• L•••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••• M••••••••• L•••••	Independent wealth	May 4, 2021	n/a	yes	San Francisco, CA\|Portland, OR\|TROY, MI\|Kirkland, WA	Current employment
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Jan 7, 2021	Apr 30, 2021	no	Mercer Island, WA\|ANN ARBOR, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••• M••••••••• L••	S••••• A•••• M••••••••• L•••••	Apr 30, 2021	May 4, 2021	4	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
140367:144046:MI:2021-04-30	Apr 30, 2021	May 4, 2021	ANN ARBOR, MI	Firm change

Relationships

Registered with (2)

→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: current employment
May 4, 2021 to presentfactForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 7, 2021 to Apr 30, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 7, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.