DFX Intelligence

K•••••• D•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

K•••••• D•••• M•••••••

Advisor at L••••••• E••••• I••••••••• L••

KALAMAZOO, MI

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Search this name across graphsid dfx:ria:1b18684c-12a2-5862-8800-a16f5ed88ec1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• E••••• I••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• E••••• I••••••••• L••	State registered	May 14, 2015	n/a	yes	KALAMAZOO, MI	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 5, 2009	May 14, 2015	no	Portage, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L••••••• E••••• I••••••••• L••	May 14, 2015	May 14, 2015	0	Firm change	Ibd to state RIA
A••••••••• A•••••• S•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Oct 5, 2009	Oct 5, 2009

Relationships

Registered with (3)

→ L••••••• E••••• I••••••••• L••Registered adviserregistration: current employment
May 14, 2015 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2009 to May 14, 2015factForm ADV
→ A••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 26, 2007 to Oct 5, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b18684c-12a2-5862-8800-a16f5ed88ec1
First observed: Jun 26, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.