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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

GREGORY PETER GRIMSLEY

Advisor at WEALTHCREST FINANCIAL SERVICES, LLC

SPRINGFIELD, VA

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Search this name across graphsid dfx:ria:1b1af0b7-84c3-3d2c-4eac-56ef839ac113

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHCREST FINANCIAL SERVICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 17, 2008
First registration: May 14, 2009
Dual registered: yes, broker-dealer
Other names: GREGORY P GRIMSLEY|GREGORY GRIMSLEY|GREGORY P GRIMSLEY|GREG GRIMSLEY
IAPD individual key: 5360629

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHCREST FINANCIAL SERVICES, LLC	Independent wealth	Jan 28, 2015	n/a	yes	SPRINGFIELD, VA	Current employment
NOVAK FINANCIAL PLANNING LLC	Former SEC adviser	Dec 13, 2012	Nov 13, 2014	no	BEL AIR, MD	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Jun 7, 2010	Dec 31, 2010	no	BEL AIR, MD	Previous registration
WADDELL & REED	Former SEC adviser	May 14, 2009	Jun 8, 2010	no	OWINGS MILLS, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NOVAK FINANCIAL PLANNING LLC	WEALTHCREST FINANCIAL SERVICES, LLC	Nov 13, 2014	Jan 28, 2015	76	Firm change	Other
CADARET GRANT & CO INC	NOVAK FINANCIAL PLANNING LLC	Dec 31, 2010	Dec 13, 2012	713	Firm change after gap	Other
WADDELL & REED	CADARET GRANT & CO INC	Jun 8, 2010	Jun 7, 2010	-1	Firm change	Other

Relationships

Registered with (4)

→ WEALTHCREST FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jan 28, 2015 to presentfactForm ADV
→ NOVAK FINANCIAL PLANNING LLCRegistered adviserregistration: previous registration
Dec 13, 2012 to Nov 13, 2014factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Jun 7, 2010 to Dec 31, 2010factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 14, 2009 to Jun 8, 2010factForm ADV

Dated events

No dated event names this entity yet.