RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• P•••• G•••••••
- W••••••••• F•••••••• S•••••••• L•• independent RIA currentsince Jan 28, 2015 · Springfield, Va
- N•••• F•••••••• P••••••• L•• formerDec 13, 2012 to Nov 13, 2014 · Bel Air, Md
- C•••••• G•••• • C• I•• formerJun 7, 2010 to Dec 31, 2010 · Bel Air, Md
- W•••••• • R••• formerMay 14, 2009 to Jun 8, 2010 · Owings Mills, Md
- N•••• F•••••••• P••••••• L•• to W••••••••• F•••••••• S•••••••• L••left Nov 13, 2014, registered Jan 28, 2015 (76 days) · Other
- C•••••• G•••• • C• I•• to N•••• F•••••••• P••••••• L••left Dec 31, 2010, registered Dec 13, 2012 (713 days) · Other
- W•••••• • R••• to C•••••• G•••• • C• I••left Jun 8, 2010, registered Jun 7, 2010 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address