DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N•••••••• C•••• A•••••••
BENSALEM, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••••• C•••• A••••••• | State registered | Apr 26, 2018 | n/a | yes | BENSALEM, PA | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 19, 2016 | Apr 2, 2018 | no | NEWTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | N•••••••• C•••• A••••••• | Apr 2, 2018 | Apr 26, 2018 | 24 | Firm change | Ibd to state RIA |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | Apr 19, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155216:42046:NJ:2015-05-05 | May 5, 2015 | Apr 1, 2015 | MORRISTOWN, NJ | Firm change after gap |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Apr 1, 2015 | Sep 22, 2016 | no | LANGHORNE, PA|AUSTIN, TX|Yardley, PA | Previous registration |
| P•••••• A•••••• G••••• L•• | Bd affiliated wealth | Feb 13, 2012 | May 5, 2015 | no | LANGHORNE, PA|MORRISTOWN, NJ | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 25, 2011 | Apr 13, 2015 | no | LANGHORNE, PA | Previous registration |
| C••••••••• C•••••• A•••••••• L•• | Former SEC adviser | Oct 29, 2010 | Jul 15, 2011 | no | YARDLEY, PA | Previous registration |
| -156 |
| Bulk transfer |
| Other |
| P•••••• A•••••• G••••• L•• | N•• A•••••• S•••••••• L•• | May 5, 2015 | Apr 1, 2015 | -34 | Firm change after gap | Other |
| L•• F•••••••• L•• | P•••••• A•••••• G••••• L•• | Apr 13, 2015 | Feb 13, 2012 | -1,155 | Firm change after gap | Other |
| C••••••••• C•••••• A•••••••• L•• | L•• F•••••••• L•• | Jul 15, 2011 | Oct 25, 2011 | 102 | Firm change | Other |