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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 1, 2021 | n/a | yes | DENVER, CO|PLYMOUTH, MN | Current employment |
| CARDAN CAPITAL PARTNERS, LLC | Former SEC adviser | May 14, 2019 | Dec 12, 2021 | no | DENVER, CO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 30, 2012 | May 12, 2019 | no | GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CARDAN CAPITAL PARTNERS, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Dec 12, 2021 | Dec 1, 2021 | -11 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CARDAN CAPITAL PARTNERS, LLC | May 12, 2019 | May 14, 2019 | 2 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 170911:116407:CO:2021-12-12 | Dec 12, 2021 | Dec 1, 2021 | DENVER, CO | Firm change |