This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LADENBURG THALMANN ASSET MANAGEMENT INC

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2005earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Apr 7, 2005

First registration

Mar 10, 2017

Dual registered

yes, broker-dealer

Other names

BELFIELD HOWELL CARTER

IAPD individual key

4320152

• Occurred

  Jul 25, 2024
  Advisor changed firm

  Belfield Howell Carter left Carter, Terry & Company, Inc. for Ladenburg Thalmann Asset Management Inc (registered 2024-07-24)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1b26ce7a-4d06-5cd1-bb8b-2baa701f7c7a

First observed

Mar 10, 2017

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.