DFX Intelligence

P••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

P••••••• P•••••••• L••

CRD 306449

CHICAGO, IL

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Search this name across graphsid dfx:ria:1b26e872-9064-2914-a306-74bf63fa02f5

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 175
Dated events: 16
On other graphs: 5
Observed: Dec 9, 2019 to Aug 7, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C•••••• P••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

P••••••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

C•••••• P••••••• L••

Private equity manager · shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.8B••• Locked
Discretionary RAUM: $2.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $2.8Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••• A••••• K••••••••	Chartered Financial Analyst	CHICAGO, IL \| GLENCOE, IL	1	15	3	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• C•• F•••• L••	Hedge Fund	$739M	Sep 26, 2024	161	Mar 22, 2016	reported	021-151707
C••••••••• Q•• F••• I•• L•	Real Estate Fund	$511M	Sep 26, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• E•••• D••••	CO CHIEF EXECUTIVE OFFICER	Na	yes	12/2020	Dec 9, 2019	Sep 26, 2024
B••••• C••••	EXECUTIVE MANAGING DIRECTOR, C•••••• P•••••• CAPITAL	Na	yes	12/2020	Mar 24, 2021	Sep 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• A•••• M••••••••• L••	n/a	Independent wealth	$79B	N	yes	n/a
F•••••••• P•••••••• L••	n/a	Asset manager	$767M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	100.0%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$2.5B	11.9%	$3.6B	-7.9%	45	45	1	0

Relationships

showing 80 of 175

Affiliated with (4)

← C•••••• A•••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ C•••••• A•••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ F•••••••• P•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← F•••••••• P•••••••• L••Registered adviser

Dated events

Occurred
Nov 25, 2025
Advisor changed firm
James Thomas Cheap left P••••••• P•••••••• L•• for C•••••• A•••• M••••••••• L•• (registered 2025-12-10)
Form ADVobserved 7 days ago
Occurred
Feb 21, 2025
Regulatory AUM changed
P••••••• P•••••••• L•• reported RAUM $2.3B, down 61% from $5.8B (2024-09-26 to 2025-02-21)
Form ADVobserved 7 days ago
$-3.5B
Occurred
Sep 26, 2024
Regulatory AUM changed
P••••••• P•••••••• L•• reported RAUM $5.8B, up 40% from $4.1B (2024-05-30 to 2024-09-26)
Form ADVobserved 7 days ago
$1.7B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b26e872-9064-2914-a306-74bf63fa02f5
First observed: Dec 9, 2019
Last observed: Aug 7, 2026 46 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.