DFX Intelligence

M•••• A••••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

M•••• A••••• K••••••••

Advisor at P••••••• P•••••••• L••

CHICAGO, IL | GLENCOE, IL

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Search this name across graphsid dfx:ria:c3256a57-bfc8-0515-8c44-026b471c6899

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• P•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 18, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• P•••••••• L••	Asset manager	May 6, 2025	n/a	yes	GLENCOE, IL\|CHICAGO, IL	Current employment
C•••••• A•••• M••••••••• L••	Independent wealth	Jan 3, 2022	Feb 5, 2025	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••• M••••••••• L••	P••••••• P•••••••• L••	Feb 5, 2025	May 6, 2025	90	Firm change	Other
P••••••• P•••••••• L••	C•••••• A•••• M••••••••• L••	Dec 14, 2021	Jan 3, 2022

Relationships

Registered with (3)

→ P••••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 8, 2020 to Dec 14, 2021factForm ADV
→ C•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2022 to Feb 5, 2025factForm ADV
→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: previous registration
Oct 19, 2010 to Mar 20, 2015factForm ADV

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3256a57-bfc8-0515-8c44-026b471c6899
First observed: Oct 19, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.