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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Paul Beckman

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Prior Lake, MN | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:1b396c59-a487-96b8-24f6-2f672c0da106

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Apr 22, 2005
First registration: Aug 15, 2008
Dual registered: yes, broker-dealer
Other names: PAUL BECKMAN|PAUL MICHAEL BECKMAN|Paul M Beckman
IAPD individual key: 4918602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 9, 2025	n/a	yes	MINNEAPOLIS, MN\|Prior Lake, MN	Current employment
CL WEALTH MANAGEMENT LLC	Independent wealth	Oct 4, 2011	May 31, 2012	no	SCHAUMBURG, IL	Previous registration
WORKMAN SECURITIES CORPORATION	n/a	Aug 6, 2009	Sep 30, 2011	no	EDEN PRAIRIE, MN\|PRIOR LAKE, MN	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Aug 15, 2008	May 26, 2009	no	ST LOUIS PARK, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CL WEALTH MANAGEMENT LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 31, 2012	Sep 9, 2025	4,849	Firm change after gap	Other
WORKMAN SECURITIES CORPORATION	CL WEALTH MANAGEMENT LLC	Sep 30, 2011	Oct 4, 2011	4	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WORKMAN SECURITIES CORPORATION	May 26, 2009	Aug 6, 2009	72	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Sep 9, 2025 to presentfactForm ADV
→ CL WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 4, 2011 to May 31, 2012factForm ADV
→ WORKMAN SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 6, 2009 to Sep 30, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 15, 2008 to May 26, 2009factForm ADV

Dated events

No dated event names this entity yet.