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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

HOWARD LEE PERLROTH

Advisor at KESTRA ADVISORY SERVICES, LLC

Rockville, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b3a91b0-72d4-247b-3dd5-12df0725904f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 15, 1999
First registration: Jun 17, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 3227638

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 14, 2025	n/a	yes	Rockville, MD	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 3, 2017	Jul 21, 2025	no	Rockville, MD\|Ijamsville, MD	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 18, 2016	Feb 9, 2017	no	ROCKVILLE, MD	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jun 17, 2013	Sep 22, 2016	no	Rockville, MD\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Jul 21, 2025	Jul 14, 2025	-7	Firm change	Ibd to ibd
KESTRA ADVISORY SERVICES, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 9, 2017	Feb 3, 2017	-6	Firm change	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 18, 2016	-157	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283330:6363:MD:2017-02-09	Feb 9, 2017	Feb 3, 2017	ROCKVILLE, MD	Firm change

Relationships

Registered with (3)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 18, 2016 to Feb 9, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 3, 2017 to Jul 21, 2025factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jun 17, 2013 to Sep 22, 2016factForm ADV

Dated events

Occurred
Jul 21, 2025
Advisor changed firm
Howard Lee Perlroth left Ameriprise Financial Services, Llc for Kestra Advisory Services, Llc (registered 2025-07-14)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b3a91b0-72d4-247b-3dd5-12df0725904f
First observed: Jun 17, 2013
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HOWARD LEE PERLROTH

Advisor at KESTRA ADVISORY SERVICES, LLC

Rockville, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b3a91b0-72d4-247b-3dd5-12df0725904f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:08 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KESTRA ADVISORY SERVICES, LLC

Bd affiliated wealth

Jul 14, 2025

n/a

yes

Rockville, MD

Current employment

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Feb 3, 2017

Jul 21, 2025

Rockville, MD|Ijamsville, MD

Previous registration

KESTRA ADVISORY SERVICES, LLC

Bd affiliated wealth

Apr 18, 2016

Feb 9, 2017

ROCKVILLE, MD

Previous registration

NFP ADVISOR SERVICES, LLC

Former SEC adviser

Jun 17, 2013

Sep 22, 2016

Rockville, MD|AUSTIN, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AMERIPRISE FINANCIAL SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

Jul 21, 2025

Jul 14, 2025

-7

Firm change

Ibd to ibd

KESTRA ADVISORY SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Feb 9, 2017

Feb 3, 2017

-6

Firm change

Other

NFP ADVISOR SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

Sep 22, 2016

Apr 18, 2016

-157

Bulk transfer

Other

Team

Left

Joined

From

Kind

283330:6363:MD:2017-02-09

Feb 9, 2017

Feb 3, 2017

ROCKVILLE, MD

Firm change