DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••• M•••• • A••••••••• I••
ALBUQUERQUE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M•••• • A••••••••• I•• | Independent wealth | Jul 21, 2020 | n/a | yes | ALBUQUERQUE, NM | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Aug 20, 2013 | Oct 19, 2020 | no | ALBUQUERQUE, NM |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | J••• M•••• • A••••••••• I•• | Oct 19, 2020 | Jul 21, 2020 | -90 | Firm change after gap | Ibd to RIA |
| T••••••• I••••••••• M••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Aug 21, 2013 |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Sep 6, 2006 | Aug 21, 2013 | no | ALBUQUREQUE, NM|Thousand Oaks, CA|ALBUQUERQUE, NM|Thousand Oaks, CA | Previous registration |
| -1 |
| Firm change |
| Other |