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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

JOHN MOORE & ASSOCIATES INC

CRD 109791

ALBUQUERQUE, NM

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f52d2d0-5ce4-08ef-fae3-9dad1496bf75

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 1
Observed: Mar 29, 2012 to Apr 1, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Cova Capital Partners

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $829M
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $206Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,683
Individual clients: 488
High net worth clients: 226
SEC number: 801-55123
CRD: 109791
Filings on the tape: 26
First filed: Mar 29, 2012
Latest filed: Apr 1, 2026
Organised: Corporation, NM
Website: johnmoore.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRIAN JAMES COCHRAN	n/a	ALBUQUERQUE, NM	6	20	2	no
COLE VANCE LEONIDA	n/a	SCOTTSDALE, AZ \| ALBUQUERQUE, NM	4	16	3	no
John William Onesti	Certified Financial Planner	ALBUQUERQUE, NM	2	23	3	no
GARY ANDREW FERGUSON	Certified Financial Planner	SCOTTSDALE, AZ \| ALBUQUERQUE, NM	2	13	3	no
GREG ALAN HARTENBOWER	n/a	SCOTTSDALE, AZ \| ALBUQUERQUE, NM	1	30	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COCHRAN, BRIAN, JAMES	Trustee	D	yes	08/2015	Apr 1, 2026	Apr 1, 2026
WILDER, EMILY, FAYE	Trustee	D	yes	08/2015	Apr 1, 2026	Apr 1, 2026
COCHRAN TRUST UAD 8/3/15	Shareholder	E	yes	01/2016	Mar 30, 2016	Mar 28, 2024
LEONIDA FAMILY TRUST - JUNE 4, 2020	Shareholder	A	no	10/2025	Apr 1, 2026	Apr 1, 2026
SCHWALM, JAMI, SUE	CHIEF COMPLIANCE OFFICER	Na	no	01/2019	Apr 1, 2026	Apr 1, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$1.0B	$829M	14	9	1	n/a	n/a
2024	Mar 31, 2025	$970M	$745M	13	7	1	n/a	n/a
2023	Mar 28, 2024	$758M	$578M	12	7	1	n/a	n/a
2022	Mar 31, 2023	$723M	$574M	12	7	1	n/a	n/a
2021	Mar 31, 2022	$785M	$785M	12	7	1	n/a	n/a
2020	Mar 31, 2021	$653M	$546M	9	6	1	n/a	n/a
2019	Apr 16, 2020	$431M	$146M	9	6	1	n/a	n/a
2018	Apr 1, 2019	$287M	$126M	10	7	2	n/a	n/a
2017	Mar 30, 2018	$353M	$54.2M	10	6	1	n/a	n/a
2016	Apr 3, 2017	$295M	$130M	10	6	n/a	n/a	n/a
2015	Mar 30, 2016	$260M	$131M	9	3	n/a	n/a	n/a
2014	Apr 1, 2015	$211M	$158M	9	3	n/a	n/a	n/a
2013	Mar 31, 2014	$219M	$161M	9	3	n/a	n/a	n/a
2012	Apr 3, 2013	$176M	$125M	7	2	n/a	n/a	n/a
2011	Mar 29, 2012	$161M	$111M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$970M	6.0%	$723M	12.5%	14	13	1	1

Relationships

Registered with (6)

← GREG ALAN HARTENBOWERAdvisorregistration: current employment
Mar 14, 2025 to presentfactForm ADV
← GARY ANDREW FERGUSONAdvisorregistration: current employment
Mar 27, 2024 to presentfactForm ADV
← John William OnestiAdvisorregistration: current employment
Mar 5, 2024 to presentfactForm ADV
← COLE VANCE LEONIDAAdvisorregistration: current employment
Dec 23, 2021 to presentfactForm ADV
← BRIAN JAMES COCHRANAdvisorregistration: current employment
Jul 21, 2020 to presentfactForm ADV
← PETER THOMAS LEHRMANAdvisorregistration: previous registration
Dec 16, 2003 to Jun 8, 2004factForm ADV

Owns (1)

← SCHWALM, JAMI, SUEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 16, 2020 to Mar 28, 2024factForm ADV

Controls (3)

← COCHRAN, BRIAN, JAMESOwnerTRUSTEE, ownership code D, individual
Mar 30, 2016 to Mar 28, 2024factForm ADV
← WILDER, EMILY, FAYEOwnerTRUSTEE, ownership code D, individual
Mar 30, 2016 to Mar 28, 2024factForm ADV
← COCHRAN TRUST UAD 8/3/15OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2016 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
John Moore & Associates Inc reported RAUM $970.2M, up 28% from $758.2M (2024-03-28 to 2025-03-31)
Form ADVobserved 6 days ago
$212M
Occurred
Mar 31, 2022
Control person left
William John Moore (President/Trustee) no longer on Schedule A of John Moore & Associates Inc (listed 2021-07-20, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Kohler Connie Moore (Trustee) no longer on Schedule A of John Moore & Associates Inc (listed 2021-07-20, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
John Moore & Associates Inc reported RAUM $652.6M, up 51% from $431.3M (2021-01-21 to 2021-03-31)
Form ADVobserved 6 days ago
$221M
Occurred
Apr 16, 2020
Regulatory AUM changed
John Moore & Associates Inc reported RAUM $431.3M, up 50% from $286.8M (2019-04-01 to 2020-04-16)
Form ADVobserved 6 days ago
$145M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f52d2d0-5ce4-08ef-fae3-9dad1496bf75
First observed: Mar 29, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN MOORE & ASSOCIATES INC

CRD 109791

ALBUQUERQUE, NM

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f52d2d0-5ce4-08ef-fae3-9dad1496bf75

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRIAN JAMES COCHRAN

n/a

ALBUQUERQUE, NM

COLE VANCE LEONIDA

n/a

SCOTTSDALE, AZ | ALBUQUERQUE, NM

John William Onesti

Certified Financial Planner

ALBUQUERQUE, NM

GARY ANDREW FERGUSON

Certified Financial Planner

SCOTTSDALE, AZ | ALBUQUERQUE, NM

GREG ALAN HARTENBOWER

n/a

SCOTTSDALE, AZ | ALBUQUERQUE, NM

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COCHRAN, BRIAN, JAMES

Trustee

yes

08/2015

Apr 1, 2026

WILDER, EMILY, FAYE

Trustee

yes

08/2015

Apr 1, 2026

COCHRAN TRUST UAD 8/3/15

Shareholder

yes

01/2016

Mar 30, 2016

Mar 28, 2024

LEONIDA FAMILY TRUST - JUNE 4, 2020

Shareholder

10/2025

Apr 1, 2026

SCHWALM, JAMI, SUE

CHIEF COMPLIANCE OFFICER

01/2019

Apr 1, 2026

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$1.0B

$829M

n/a

2024

Mar 31, 2025

$970M

$745M

n/a

2023

Mar 28, 2024

$758M

$578M

n/a

2022

Mar 31, 2023

$723M

$574M

n/a

2021

Mar 31, 2022

$785M

n/a

2020

Mar 31, 2021

$653M

$546M

n/a

2019

Apr 16, 2020

$431M

$146M

n/a

2018

Apr 1, 2019

$287M

$126M

n/a

2017

Mar 30, 2018

$353M

$54.2M

n/a

2016

Apr 3, 2017

$295M

$130M

n/a

2015

Mar 30, 2016

$260M

$131M

n/a

2014

Apr 1, 2015

$211M

$158M

n/a

2013

Mar 31, 2014

$219M

$161M

n/a

2012

Apr 3, 2013

$176M

$125M

n/a

2011

Mar 29, 2012

$161M

$111M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$970M

6.0%

$723M

12.5%