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D••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D••••• L••••••••

Advisor at W•••• F•••• A•••••••

RENO, NV | LANCASTER, CA

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Search this name across graphsid dfx:ria:1b489ee8-08b9-e319-1db7-b5101c9df3c4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Oct 6, 2023	n/a	yes	RENO, NV\|LANCASTER, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 20, 2010	Oct 6, 2023	no	WESTLAKE VILLAGE, CA\|PALMDALE, CA\|PALMDALE, CA\|LANCASTER, CA\|PALMDALE, CA\|LANCASTER, CA\|SAN LEANDRO, CA\|FRESNO, CA\|PASADENA, CA\|WESTLAKE VILLAGE, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Oct 6, 2023	Oct 6, 2023	0	Channel change	Wirehouse to wirehouse
M••••• S••••••	W•••• F•••• A•••••••	Oct 1, 2010

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:CA:2023-10-06	Oct 6, 2023	Oct 6, 2023	WESTLAKE VILLAGE, CA	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Oct 6, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 20, 2010 to Oct 6, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Oct 1, 2010factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b489ee8-08b9-e319-1db7-b5101c9df3c4
First observed: Aug 30, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.