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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MICHAEL NATHAN WISINGER

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | LITTLE ROCK, AR | Little Rock, AR

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Search this name across graphsid dfx:ria:1b4e0de1-cc23-be5e-0b52-74a5fed0d6f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 5, 2003
First registration: Mar 21, 2007
Dual registered: yes, broker-dealer
Other names: Mike Wisinger
IAPD individual key: 4651681

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 27, 2026	n/a	yes	LITTLE ROCK, AR\|SAN DIEGO, CA\|Little Rock, AR	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	May 13, 2026	no	LITTLE ROCK, AR	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 9, 2021	Jun 29, 2023	no	EL SEGUNDO, CA\|LITTLE ROCK, AR\|LITTLE ROCK, AR	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 1, 2010	Jun 9, 2021	no	MIDVALE, UT\|LITTLE ROCK, AR\|COLORADO SPRINGS, CO	Previous registration
EDWARD JONES	National bd RIA	Mar 21, 2007	Nov 26, 2010	no	Little Rock, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	May 13, 2026	Apr 27, 2026	-16	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Jun 9, 2021	Jun 9, 2021	0	Firm change	Ibd to ibd
EDWARD JONES	VOYA FINANCIAL ADVISORS, INC.	Nov 26, 2010	Dec 1, 2010	5	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to May 13, 2026factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Jun 29, 2023factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 1, 2010 to Jun 9, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 21, 2007 to Nov 26, 2010factForm ADV

Dated events

Occurred
May 13, 2026
Advisor changed firm
Michael Nathan Wisinger left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2026-04-27)
Form ADVobserved 6 days ago