DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• N••••• W•••••••

L•• F•••••••• L••BD affiliatedSan Diego, Ca dual registrantIAPD 4651681

Feed of 09/15/2026

Also filed as Mike Wisinger

At current firm

0 y

since Apr 27, 2026

In the industry

23 y

since Jun 5, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 27, 2026 · Little Rock, Ar
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to May 13, 2026 · Little Rock, Ar
C••••• A•••••• N••••••• L•• former
Jun 9, 2021 to Jun 29, 2023 · El Segundo, Ca
V••• F•••••••• A•••••••• I••• BD affiliated
Dec 1, 2010 to Jun 9, 2021 · Midvale, Ut
E••••• J•••• national BD
Mar 21, 2007 to Nov 26, 2010 · Little Rock, Ar

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left May 13, 2026, registered Apr 27, 2026 (-16 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to V••• F•••••••• A•••••••• I•••
left Nov 26, 2010, registered Dec 1, 2010 (5 days) · Other

Signals

M•••••• N••••• W••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-04-27)
May 13, 2026 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address