DFX Intelligence

J••••••• A••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J••••••• A••• O•••••

Advisor at W••••••••• A••••••• P••••••• L••

WEST CHESTER, PA | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:1b596ab4-18a3-b1c2-53aa-961e84d19d3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 22, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Aug 5, 2015	n/a	yes	ALPHARETTA, GA\|WEST CHESTER, PA	Current employment
S••••••• I••••••••• S•••••••• I•••	Former SEC adviser	Sep 22, 1998	Sep 19, 2013	no	MARIETTA, GA\|MARIETTA, GA\|MARIETTA, GA\|FORT LAUDERDALE, FL\|MARIETTA, GA\|MARIETTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ALPHARETTA, GA\|MARIETTA, GA\|MARIETTA, GA\|MARIETTA, GA\|ATLANTA, GA\|MARIETTA, GA\|MARIETTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• S•••••••• I•••	W••••••••• A••••••• P••••••• L••	Sep 19, 2013	Aug 5, 2015	685	Firm change after gap	Other

Relationships

Registered with (2)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Aug 5, 2015 to presentfactForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 22, 1998 to Sep 19, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b596ab4-18a3-b1c2-53aa-961e84d19d3c
First observed: Sep 22, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.