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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JOSEPH LUKE JONES

Advisor at HACKMAN FINANCIAL GROUP

CINCINNATI, OH

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Search this name across graphsid dfx:ria:1b64a89c-135d-7f89-cb86-37274e7d4f0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 13, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HACKMAN FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 15, 1998
First registration: May 13, 1999
Dual registered: yes, broker-dealer
Other names: J LUKE JONES|LUKE JONES
IAPD individual key: 3029459

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HACKMAN FINANCIAL GROUP	Independent wealth	Jun 27, 2022	n/a	yes	CINCINNATI, OH	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	May 26, 2022	no	Cincinnati, OH	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Sep 2, 2009	Oct 5, 2009	no	BLUE ASH, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Sep 1, 2009	no	CINCINNATI, OH	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	May 13, 1999	Jan 1, 2008	no	CINCINNATI, OH\|CINCINNATI, OH\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	HACKMAN FINANCIAL GROUP	May 26, 2022	Jun 27, 2022	32	Firm change	Ibd to RIA
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	AMERIPRISE ADVISOR SERVICES, INC.	Sep 1, 2009	Sep 2, 2009	1	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ HACKMAN FINANCIAL GROUPRegistered adviserregistration: current employment
Jun 27, 2022 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to May 26, 2022factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Sep 2, 2009 to Oct 5, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Sep 1, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
May 13, 1999 to Jan 1, 2008factForm ADV

Dated events

Occurred
May 26, 2022
Advisor changed firm
Joseph Luke Jones left Ameriprise Financial Services, Llc for Hackman Financial Group (registered 2022-06-27)
Form ADVobserved 6 days ago