This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MARINER INDEPENDENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner|Chartered Financial Consultant

Exams

S66

First exam

Nov 22, 2014

First registration

Dec 19, 2014

Dual registered

no

IAPD individual key

6382629

• Occurred

  Sep 22, 2025
  Advisor changed firm

  Scott Martin Ferguson left Cwm, Llc for Mariner Independent (registered 2025-09-22)

  Form ADVobserved 6 days ago
• Occurred

  Feb 6, 2023
  Advisor changed firm

  Scott Martin Ferguson left Thrivent Investment Management Inc. for Cwm, Llc (registered 2023-02-03)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1b6830c3-f5f6-f4fe-fed9-c737bfbd3687

First observed

Dec 19, 2014

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.